621 A.2d 493 (N.J. Super. Ct. App. Div. 1993)
Gregory Smith was committed to the Camden County jail on April 14, 1989, for trial on robbery charges.1 In September 1988 he had tested positive for HIV and knew of his infection.2 Jailers placed him in a special blood alert area.3 Before June 11, 1989, Smith repeatedly threatened corrections officers that he would bite or spit on them to kill them or give them AIDS.4 He had discussed his HIV status with guards and a local reporter while seeking transfer to a state prison for better medical care.5
On May 5, 1989, Smith kicked his cell door.6 After officers restrained him, he threatened to bite and spit while showing his teeth.7 On May 17 he again resisted officers.8 He threatened to take one of us the fuck out.9 He promised to have an officer killed by his brothers.10 He later spat at another officer while trying to bite him.11 On June 11 officers escorted Smith to Cooper Hospital after he claimed a fall.12 At the hospital he became disruptive.13 He grabbed a metal cylinder.14 During the struggle he bit Officer Waddington's hand, causing puncture wounds visible in photographs taken days later.15 Throughout the incident Smith repeatedly threatened to bite and give the officers AIDS so they would die.16
Waddington was treated by Dr. Zimmerman who prescribed an oral antibiotic and administered hepatitis B immunoglobulin.17 Since the incident, Waddington has undergone continued testing for HIV.18 As of the time of trial in April 1990, the tests had been negative.19 Additional incidents occurred on June 12 and October 17, 1989, in which Smith again threatened officers with his HIV status while resisting restraint.20 At the April 1990 trial the State presented Dr. Porwancher, who testified that transmission of HIV by bite was possible on rare occasions based on case reports in Lancet and a Soviet study.21 Defendant's expert Dr. Condoluci testified that the chance was extremely remote and cited studies showing no transmissions in documented bite cases.22
Smith testified that he knew HIV could be transmitted only sexually, by transfusion, or by needles.23 He believed transmission by bite was impossible.24 Mental health worker Eugene Niblack confirmed he had told Smith biting was extremely difficult if not impossible.25 Smith denied biting or threatening the officers and claimed the officers lied.26 The jury convicted Smith on April 11, 1990, of attempted murder of Waddington, aggravated assault on both officers, and terroristic threats.27 Judge Mariano imposed an aggregate twenty-five-year term with twelve-and-one-half years of parole ineligibility.28 Smith appealed to the Superior Court, Appellate Division.29
Whether the trial court committed plain error by charging the jury that defendant could be found guilty of attempted murder upon proof that he intended to kill the officer by biting him, regardless of whether it was medically impossible for the bite to transmit HIV?30
Under N.J.S.A. 2C:5-1(a)(2), a person is guilty of attempt when causing a particular result is an element of the crime if he does or omits to do anything with the purpose of causing such result without further conduct on his part.31 This subsection adopts a subjective standard focused on the defendant's purpose and rejects impossibility as a defense.32
No. The trial court correctly instructed the jury under N.J.S.A. 2C:5-1(a)(2) that impossibility is not a defense.33 The statute punishes purposeful conduct regardless of whether the result can be accomplished.34 The facts establish that Smith repeatedly threatened to bite officers and give them AIDS so they would die.35
The jury could reasonably find from his statements and conduct that he subjectively believed the bite could cause death.36 The charge properly focused on Smith's purpose rather than objective medical possibility.37 This approach is consistent with the statute's rejection of the impossibility defense for result-type offenses.38
The charge did not constitute plain error.39
Whether the trial court committed plain error by failing to charge the jury to assess defendant's criminal purpose by considering the unsuitability of a bite as a means of spreading HIV?40
No. The trial court did not err by refusing to instruct the jury to consider the unsuitability of a bite.43 The statute focuses exclusively on the defendant's subjective purpose.44 The facts show Smith made repeated threats to bite and transmit HIV.45 Even his own expert conceded a remote possibility of transmission.46
The jury could therefore find that Smith's belief was not absurd in the manner of a voodoo curse.47 The objective probability of success has no bearing on criminal liability under subsection (a)(2).48
The failure to give the requested charge was not plain error.49
Whether the guilty verdicts on attempted murder and aggravated assault were against the weight of the evidence?50
No. The verdicts were supported by ample evidence that Smith subjectively believed his bite could transmit HIV and intended to kill Waddington.53 The facts include Smith's repeated threats to bite and give AIDS.54 His statements during the struggle such as I'm going to give you AIDS support this finding.55 The visible puncture wounds on Waddington's hand also support it.
Although Smith and Niblack testified that Smith believed transmission by bite was impossible, the jury was free to reject that testimony as incredible in light of Smith's conduct and threats over several months.56
The verdicts were not against the weight of the evidence.57
Whether the trial court erroneously charged the jury in such a way as to allow it to apply a subjective test to the terroristic-threats offense?58
No. The trial court's charge adequately conveyed the objective element.61 The judge instructed the jury that the threat must be made under circumstances that reasonably caused the victims to believe it was likely to be carried out.62 The judge also instructed that the words must reasonably convey the fear of death.63 The facts show Smith made explicit threats to bite and transmit AIDS while struggling with the officers.64
The jury could find that such threats would reasonably cause fear of death even if the medical risk was remote.65 The omission of the precise phrase ordinary hearer did not render the charge erroneous.66
The charge on terroristic threats was not erroneous.67
Whether the verdict on terroristic threats was against the weight of the evidence?68
No. The verdict was supported by evidence that Smith's threats to bite and transmit AIDS would reasonably cause fear of death.71 The facts establish that Smith repeatedly threatened to give the officers AIDS during a violent struggle.72 The bite caused visible puncture wounds. Even the defense expert would test a bite victim for HIV.73
Given the medical testimony that transmission was at least possible on rare occasions, the jury could rationally conclude that the threats reasonably conveyed a fear of death.74
The verdict on terroristic threats was not against the weight of the evidence.75
Whether the trial court erred in admitting the opinion testimony of the State's medical expert regarding the possibility of HIV transmission via a bite?76
Expert testimony is admissible if it will assist the trier of fact to understand the evidence or determine a fact in issue.77 It must be based on facts or data of a type reasonably relied upon by experts in the field.78 When the issue is the defendant's state of mind rather than actual causation, the opinion need not be expressed in terms of reasonable medical certainty of causation.79
No. The trial court properly admitted Dr. Porwancher's testimony because it assisted the jury in evaluating Smith's subjective belief about the danger of his bite.80 The facts show the testimony was offered to rebut Smith's claim that he knew transmission by bite was impossible.81 Dr. Porwancher based his opinion on case reports in Lancet and a Soviet study.82 These sources are reasonably relied upon by infectious disease specialists.83
The opinion was relevant to Smith's mental state even though impossibility was not a defense.84
Admission of the expert testimony was not error.85
Whether the sentencing judge erred in refusing to apply the mitigation-of-sentence provision of N.J.S.A. 2C:5-4(b)(1)?86
Under N.J.S.A. 2C:5-4(b)(1), the court may downgrade an attempt conviction if neither the conduct nor the defendant presents a public danger warranting the normal grading because the attempt is so inherently unlikely to result or culminate in the commission of a crime.87 The statute refers to a crime, not the specific crime charged.88
No. The sentencing judge properly refused mitigation because Smith's conduct was likely to result in a crime.89 The facts establish that Smith bit Waddington, causing puncture wounds.90 He repeatedly threatened to transmit AIDS during a violent struggle.91 Even if HIV transmission was unlikely, the bite and threats constituted aggravated assault and terroristic threats.92 The statute permits downgrade only when the attempt is inherently unlikely to result in any crime, which was not the case here.93
The refusal to apply the mitigation provision was not error.94