Also known as:falsifies · falsified · falsifying · falsification · alter · forge records
Written by attorneys · grounded in primary & secondary sources — see below
The act of making false entries in or otherwise tampering with a document or record with intent to deceive or injure. The conduct includes counterfeiting, forging, or concealing material having potential evidentiary value.
Sources & Authorities· 23 primary sources
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Cases
Statutes
Federal Rules
How it applies
Common Examples
6
Lawyer Alters Client Records
Francisco Frost, facing a subpoena in a contract dispute, asked his lawyer to change dates on invoices. The lawyer backdated several documents and instructed staff to destroy originals. When opposing counsel later discovered the alterations during discovery, the court sanctioned the lawyer for assisting in the falsification of evidence.
Shareholder Commingle Funds
Frederick Ferguson formed Franklin Foundry as a separate corporation but deposited all receipts into his personal account and paid corporate debts from the same account. When a supplier sued for unpaid invoices, the court pierced the veil after finding Ferguson had falsified the separation between personal and corporate assets.
Fumiko Fujimoto and Farid Farahani formed a limited partnership. Their agreement attempted to remove the duty of loyalty so that one partner could secretly compete. The court held the provision invalid because partners cannot alter or eliminate the duty of loyalty through private agreement.
Partners Attempt Duty Waiver
Felipe Figueroa and Fatou Fall signed a partnership agreement that eliminated the duty of care for ordinary negligence. When one partner later caused losses through careless management, the court refused to enforce the waiver because partners may not alter or eliminate the duty of care.
Agent Binds Principal
Freeman Engineering authorized its sales agent to sign contracts on its behalf. The agent then altered the terms of a purchase order with Fulton Shipping without telling the principal. The court held that the agent possessed power to alter the legal relations between the principal and the third party.
Lawyer Coaches False Testimony
A lawyer representing Foxfire Biotech prepared a witness for deposition by suggesting specific answers that contradicted the witness's earlier sworn statements. When the false testimony came to light, the court found the lawyer had violated the prohibition against counseling a witness to testify falsely.
Common questions
Frequently Asked
3
What intent is required to establish falsification of a record?+
The actor must act with intent to deceive or injure someone or to conceal wrongdoing. Mere error or negligence does not satisfy the standard.
Supporting sources
Does Model Rule 3.4(b) apply only to lawyers who personally falsify evidence?+
No. The rule also prohibits a lawyer from counseling or assisting another person to falsify evidence or to testify falsely.
Supporting sources
Can a partnership agreement lawfully eliminate the duty of loyalty?+
No. Both the Uniform Limited Partnership Act and the Uniform Partnership Act prohibit agreements that alter or eliminate the duty of loyalty.
Supporting sources
376 U.S. 254 (1964)Remedies
…proof that one believes his statements is to show that they have been true in his experience. Likewise, that one knowingly falsified is best proved by showing that what he said happened never did happen." See note 4, infra . It was not until Gitlow v. New York , 268 U. S. 652, decided in 1925, that it was intimated…