Also known as:Federal Rules of Evidence 404 · FRE 404 · Fed. R. Evid. 404 · Rule 404 · Rule 404(b)
Written by attorneys · grounded in primary & secondary sources — see below
A rule of evidence that bars the use of a person's character or specific prior acts to prove action in conformity with that character on a particular occasion. The rule permits such evidence when offered for a non-propensity purpose such as motive, intent, knowledge, identity, or absence of mistake, subject to the conditional relevance standard and Rule 403 balancing.
Sources & Authorities
How it applies
Common Examples
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Prior Acts Admitted on Intent
Felipe Figueroa faces charges for falsifying insurance claims at his current firm. The prosecution offers records from his prior job showing inflated payouts to friends. The court admits the records after finding sufficient evidence for a jury to conclude the prior acts occurred and that their value on intent is not substantially outweighed by unfair prejudice.
Knowledge Shown Through Earlier Conduct
Felix Franco stands trial for possessing a firearm as a felon. The government introduces evidence of his prior possession of a similar weapon obtained from the same shop. The court allows the evidence to prove knowledge after confirming the jury could reasonably find the earlier act occurred.
Select any source to read its text and confirm it supports the definition.
Cases
Casebooks
United States v. Stevens559 U.S. 460 (2010)
Stipulation Avoids Prejudicial Details
Francisco Frost is prosecuted for being a felon in possession of a firearm. He offers to stipulate to his prior conviction. The court requires the government to accept the stipulation and excludes the full record of the earlier offense to prevent unfair prejudice.
Old Chief v. United States (II)519 U.S. 172 (1997)
Rebuttal of Safety-Conscious Claim
Freya Freeman, a site supervisor, offers testimony that she always halts work at any safety risk. The prosecutor responds with evidence of prior incidents in which she ignored warnings. The court admits the rebuttal evidence because it directly counters the character trait placed in issue.
United States v. Anderson452 F.3d 66, 76 (1st Cir. 2006)
Prior Act Used for Identity
Finn Fletcher is tried for a bank robbery. The government offers evidence of his earlier robbery using the same distinctive method. The court admits the evidence after determining a reasonable jury could find he committed the prior act and that its probative value on identity is not substantially outweighed by prejudice.
Dowling v. United States493 U.S. 342 (1990)
Defendant Opens Door to Rebuttal
Faye Fuller testifies that she has always been honest in her business dealings. The prosecutor then offers evidence of a prior fraudulent transaction. The court permits the rebuttal because the defendant placed her character for truthfulness at issue.
Ohler v. United States529 U.S. 753 (2000)
Common questions
Frequently Asked
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What standard applies when the government offers uncharged misconduct under Rule 404(b)?+
The trial court does not make a preliminary finding that the government proved the prior act by a preponderance of the evidence. Instead the court asks only whether sufficient evidence exists for a reasonable jury to conclude the defendant committed the act and then conducts Rule 403 balancing.
Supporting sources
When may the prosecution introduce evidence of a victim's peaceful character in a homicide case?+
Once the defendant offers evidence that the victim was the first aggressor, Rule 404(a)(2)(B)(ii) permits the prosecutor to rebut with evidence of the victim's peacefulness.
Supporting sources
Does Rule 404 bar reputation evidence offered to impeach a witness's truthfulness?+
No. Rule 404(a)(3) expressly allows evidence of a witness's character for truthfulness or untruthfulness under Rules 607, 608, and 609.
Supporting sources
May a defendant in a civil case introduce evidence of his own good character?+
No. The exceptions in Rule 404(a)(2) apply only in criminal cases. In civil actions the general prohibition on propensity evidence controls.
Supporting sources
519 U.S. 172 (1997)Evidence
…factor." Advisory Committee's Notes on Fed.RuleEvid. 403, 28 U. S. C. App., p. 860. The point gets a reprise in the Notes to Rule 404(b), dealing with admissibility when a given evidentiary item has the dual nature of legitimate evidence of an element and illegitimate evidence of character: "No mechanical solution is…