Written by attorneys · grounded in primary & secondary sources — see below
A clear and obvious mistake by the trial court that affects a defendant's substantial rights. An appellate court may correct the mistake on review even though the defendant raised no objection at trial.
Sources & Authorities
How it applies
Common Examples
4
Ex Parte Juror Contact
Derek Lewis stood trial for bribery. The judge met privately with a holdout juror about her work schedule without counsel present. Defense counsel raised no objection. On appeal Lewis argued the meeting coerced the verdict. The court reviewed the contact under the plain-error standard because the error was unpreserved.
Improper Self-Incrimination Instruction
Attorney Daniel Ross faced mail-fraud charges. The judge told the jury it could treat Ross's decision not to testify as evidence of guilt. Counsel stayed silent. On appeal the court examined whether the instruction satisfied the four-part plain-error test before deciding whether to reverse.
Codefendant Confession Admission
Daniel Reyes stood trial for bid-rigging. The court admitted a recorded confession by a nontestifying codefendant that directly named Reyes. Counsel made no objection. On appeal Reyes contended the admission violated confrontation rights and asked the court to treat the error as plain.
Select any source to read its text and confirm it supports the definition.
Federal Rules
Hornbooks
Burden-Shifting Closing Argument
Uriah managed a retail store and faced embezzlement charges. The prosecutor told the jury to hold Uriah accountable for offering no explanation of missing cash. Counsel did not object. After conviction new counsel moved for a new trial, arguing the remark constituted plain error that affected substantial rights.
Common questions
Frequently Asked
4
What standard applies when a defendant fails to object to an error at trial?+
The appellate court reviews the claim for plain error. The defendant must show an error that is clear or obvious, that affects substantial rights, and that seriously undermines the fairness or integrity of the proceedings.
Supporting sources
Does a constitutional error automatically qualify as plain error?+
No. Even constitutional errors receive plain-error review when unpreserved. The defendant must still demonstrate that the error affected substantial rights and seriously impacted the fairness of the trial.
Supporting sources
When does an unobjected-to evidentiary error require reversal?+
Reversal occurs only if the error affected substantial rights. Overwhelming admissible evidence of guilt can render the error harmless, so the conviction stands despite the mistake.
Supporting sources
How does the court decide whether a prosecutor's closing argument constitutes plain error?+
The court applies the four-part test. It considers whether the remark was error, whether the error was obvious, whether it likely changed the outcome, and whether it seriously undermined the integrity of the proceedings.
Supporting sources
138 S. Ct. 1461 (2018)Constitutional Law
…parties are prohibited from operating sports-gambling schemes precisely when state law authorizes them to do so.[^maj-38] This plain error pervasively infects the Court’s severability analysis. The Court strikes Congress’ ban on state “sponsor[ship]” and “promot[ion]” of sports-gambling schemes because it has (mistakenly)…