Written by attorneys · grounded in primary & secondary sources — see below
A preparatory stage, determination, or communication that precedes the principal legal action, instrument, or ruling.
Sources & Authorities
How it applies
Common Examples
6
Merger of Inchoate Offense
Paula Pierce agreed with an associate to rob a bank but never entered the building. When the associate completed the robbery alone, the prosecutor charged only the completed felony. The preliminary agreement merged into the principal offense and could not support a separate misdemeanor conviction.
Incorporation of Preliminary Promises
Pierce Patterson sent Progressive Healthcare a letter outlining delivery schedules and pricing. The parties later signed a formal supply contract that incorporated those terms by reference. When a dispute arose over late shipments, the court treated the earlier letter as part of the binding agreement.
Select any source to read its text and confirm it supports the definition.
Cases
Statutes
Federal Rules
Uniform Acts
Model Codes
Common Law
Restatements
Priya Prasad moved for a preliminary injunction to halt construction on adjacent land. The court refused to issue the order because Paragon Construction had received no notice of the motion. Without notice the injunction could not issue even though irreparable harm was alleged.
Admissibility of Prior Acts
Pamela Phillips faced trial for arson. The government offered evidence of an earlier warehouse fire. The court admitted the evidence after finding sufficient proof that Phillips had committed the prior act and that its probative value on intent outweighed unfair prejudice.
Judge's Role on Preliminary Questions
Portia Price offered a recorded conversation at trial. The defense objected on privilege grounds. The court conducted a hearing outside the jury's presence, decided the privilege did not apply, and admitted the recording without being bound by the rules of evidence on that threshold issue.
Extraordinary Relief in Partnership Dispute
Phuong Pham sought dissolution of a limited partnership and requested a preliminary injunction to freeze partnership assets. The court granted the injunction after finding the statutory criteria for extraordinary relief were satisfied pending final resolution of the dissolution claim.
Common questions
Frequently Asked
4
When does the right to counsel attach relative to a preliminary hearing?+
The Sixth Amendment right to counsel attaches at the initiation of formal adversary proceedings, which includes an initial appearance or arraignment on an information. Once attached, the right extends to the preliminary hearing as a critical stage where substantial rights may be affected.
Supporting sources
What standard governs a court's decision on preliminary questions of evidence admissibility?+
Under Rule 104(a) the court decides preliminary questions concerning qualification, privilege, or admissibility. The court is not bound by the rules of evidence except those on privilege and applies a preponderance standard in both civil and criminal cases.
Supporting sources
Does a preliminary communication ever become part of a later contract?+
A communication that is not itself an offer may still contain promises or representations that are incorporated into a subsequent offer and become part of the contract upon acceptance. The preliminary communication can also satisfy the statute of frauds or form part of an integrated agreement.
Supporting sources
What notice is required before a court may issue a preliminary injunction?+
A preliminary injunction may issue only after notice to the adverse party. Issuance without notice violates the rule even if the movant demonstrates irreparable harm and likelihood of success on the merits.
Supporting sources
272 U.S. 365, 47 S.Ct. 114, 71 L.Ed 303 (1926)Property
…then, to a consideration of those provisions of the ordinance to which the case as it is made relates, first disposing of a preliminary matter. A motion was made in the court below to dismiss the bill on the ground that, because complainant [appellee] had made no effort to obtain a building permit or apply to the zoning…
Criminal Law Constitutional ProtectionsConstitutional protections of accused persons · Right to disclosure of exculpatory and impeachment evidenceNEXTGENIntermediate