Also known as:separation-of-powers · separation of powers doctrine
Written by attorneys · grounded in primary & secondary sources — see below
The division of governmental authority into three branches of government—legislative, executive, and judicial—each with specified duties on which neither of the other branches can encroach. The doctrine establishes checks and balances to protect against tyranny by preventing any branch from exercising powers assigned to another.
Sources & Authorities
How it applies
Common Examples
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Congress Attempts to Reopen Final Judgment
After a federal district court entered final judgment dismissing Sophia Singh's securities fraud suit, Congress enacted a statute directing courts to reinstate all such cases dismissed on timeliness grounds. Singh moved to reinstate her action. The court denied the motion because the statute required reopening a final judicial judgment, violating separation of powers by allowing legislative interference with completed cases.
State Law Challenged on Privacy Grounds
Sabrina Shah, a married woman, challenged a state statute criminalizing contraceptive use after her physician faced prosecution for providing advice. Shah argued the law invaded a protected zone of privacy. The court invalidated the statute because legislative enactment of the prohibition exceeded constitutional bounds without proper grounding in enumerated powers.
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Cases
Casebooks
Hornbooks
Course Outlines
Study Supplements
Dictionaries
Griswold v. Connecticut381 U.S. 479 (1965)
Congress Expands Constitutional Protection
Samuel Soto, a church member denied a building permit, sued under a federal statute purporting to restore broad free-exercise protections after the Supreme Court narrowed them. The city defended on the ground that the statute altered constitutional meaning. The court struck down the statute because Congress lacked authority to redefine judicial interpretations of constitutional provisions.
City of Boerne v. Flores521 U.S. 507 (1997)
Federal Agents Face Damage Claim
Stella Shapiro sued six federal narcotics agents for damages after an allegedly unconstitutional search of her apartment. The agents moved to dismiss, arguing no statutory cause of action existed. The court recognized an implied remedy because denying all relief would leave executive misconduct unchecked by judicial oversight.
Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971)
Offensive Collateral Estoppel Applied
Serena Soto, a shareholder, sought to preclude Parklane Hosiery from relitigating issues already decided against it in an SEC enforcement action. The company objected that nonmutual offensive estoppel would undermine jury-trial rights. The court permitted estoppel because efficiency gains did not override the constitutional allocation of fact-finding roles between judge and jury.
Parklane Hosiery Co. v. Shore439 U.S. 322, 334 (1979)
State Marriage Ban Reviewed
Selena Singh and her partner challenged a state law barring same-sex marriage after their out-of-state marriage was denied recognition. State officials defended the law as within traditional legislative authority. The court invalidated the ban because judicial enforcement of substantive due process limits prevented legislative override of fundamental rights.
Obergefell v. Hodges576 U.S. 644 (2015)
Common questions
Frequently Asked
3
How does separation of powers prevent Congress from reopening final court judgments?+
Congress may change substantive law for pending or future cases but may not direct courts to reopen and reinstate cases with final judgments. Such legislation interferes with completed judicial decisions and violates the structural division of authority between the legislative and judicial branches.
Supporting sources
What limits does separation of powers place on congressional efforts to control execution of the laws?+
Congress violates the separation of powers when it retains control over execution of the laws—such as by giving a review board composed of members of Congress veto power over decisions of an executive or local authority—because such a scheme either creates an unconstitutional legislative veto or improperly assigns executive power to legislators.
Supporting sources
Does separation of powers bar executive officials from creating binding regulatory codes without statutory authorization?+
Executive agencies may implement existing statutes but cannot promulgate new, generally applicable rules that function as legislation. Any attempt to do so through executive memorandum alone exceeds the authority vested in the executive branch.
Supporting sources
576 U.S. 644 (2015)Legislation and Regulation
…of the basic values that underlie our society, and wise appreciation of the great roles [of] the doctrines of federalism and separation of powers.” Griswold v. Connecticut , 381 U.S. 479, 501 (1965) (Harlan, J., concurring in judgment). B The majority acknowledges none of this doctrinal background, and it is easy to see why:…