Also known as:bans · banned · banning · prohibition · embargo
Written by attorneys — see sources below.
An authoritative legal prohibition imposed by statute, regulation, or judicial decision that renders specified conduct unlawful and subject to enforcement sanctions.
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How its tested
Common Examples
6
Firm Imputation of Client Ban
Brian Bailey, a partner at a law firm, entered a consensual sexual relationship with a client before the representation began. When a junior associate later sought to represent the same client in a related matter, the firm determined that the existing ban on the partner extended to all associated lawyers. The firm therefore declined the new representation to avoid violating the imputed prohibition.
State Marriage Restriction Struck Down
Brittany Bell, a resident of a state that prohibited interracial marriage, sought to wed her partner of a different race. State officials enforced the ban by denying the license application. A federal court later held the prohibition unconstitutional under the Fourteenth Amendment, allowing the couple to marry.
Bei Bai contracted with Beacon Bank to deliver specialized equipment. After formation, a new federal regulation banned importation of the required components. The court relieved Bei Bai of performance because the legal prohibition made the contract impracticable without fault.
Sports Betting Authorization Ban Invalidated
Benson Motors sought state approval to operate a sports-wagering lounge. State legislators declined to enact authorizing legislation because a federal statute banned states from licensing such schemes. The Supreme Court later invalidated the federal prohibition as an unconstitutional command to state legislatures.
Abortion Procedure Prohibition Challenged
Brenda Booth, a physician, faced criminal charges under a state statute that banned nearly all abortions. She argued the prohibition violated constitutional privacy rights. The litigation ultimately produced a framework requiring the state to justify any ban with a compelling interest.
Roe v. Wade410 U.S. 113 (1973)
In March 1970, Jane Roe, a single woman residing in Dallas County, Texas, instituted a federal action against the District Attorney of the county. She sought a declaratory judgment that the Texas criminal abortion statutes were unconstitutional on their face. She also sought an injunction restraining enforcement of the statutes.
Roe alleged that she was unmarried and pregnant. She wished to terminate her pregnancy by an abortion performed by a competent licensed physician under safe clinical conditions. She was unable to obtain a legal abortion in Texas because her life did not appear to be threatened by continuation of the pregnancy. She could not afford to travel to another jurisdiction to secure a legal abortion.
James Hubert Hallford, a licensed physician, sought and was granted leave to intervene in Roe's action. In his complaint he alleged that he had been arrested previously for violations of the Texas abortion statutes. Two such prosecutions were pending against him in the Criminal District Court of Dallas County. He described conditions of patients who came to him seeking abortions. He claimed that for many cases he was unable to determine whether they fell within or outside the exception recognized by Article 1196 of the Texas Penal Code.
John and Mary Doe, a married couple, filed a companion complaint also naming the District Attorney as defendant. The Does alleged that they were a childless couple. Mrs. Doe was suffering from a neural-chemical disorder. Her physician had advised her to avoid pregnancy until her condition materially improved. She had discontinued use of birth control pills pursuant to medical advice. If she should become pregnant she would want to terminate the pregnancy by an abortion performed by a competent licensed physician under safe clinical conditions.
The two actions were consolidated and heard together by a duly convened three-judge district court for the Northern District of Texas. Upon the filing of affidavits, motions were made for dismissal and for summary judgment. The court held that Roe and members of her class and Dr. Hallford had standing to sue and presented justiciable controversies. The Does had failed to allege facts sufficient to state a present controversy and did not have standing. It concluded that the Texas criminal abortion statutes were void on their face. The court dismissed the Does' complaint while denying injunctive relief.
The plaintiffs Roe and Doe and the intervenor Hallford appealed to the Supreme Court from that part of the District Court's judgment denying the injunction. The defendant District Attorney cross-appealed from the grant of declaratory relief. Both sides also took protective appeals to the United States Court of Appeals for the Fifth Circuit. That court ordered the appeals held in abeyance pending decision by the Supreme Court.
Brighton Manufacturing owned a historic terminal building. New York City enacted restrictions that effectively banned alterations destroying the structure's historic features. The company claimed a taking, but the Court upheld the prohibition because it advanced a legitimate public interest without denying all economic use.
Penn Central Transportation Co. et al. v. New York City438 U.S. 104, 98 S.Ct. 2646, 57 L.Ed.2d 631 (1978)
In 1965 New York City enacted the Landmarks Preservation Law, which created an eleven-member Landmarks Preservation Commission and authorized it to designate buildings at least thirty years old that possess special historical or aesthetic interest.
The law required owners of designated landmarks to obtain Commission approval before altering exterior architectural features and imposed an affirmative duty to keep those features in good repair. In August 1967 the Commission designated Grand Central Terminal a landmark and the city tax block it occupies a landmark site; the Board of Estimate confirmed the designation the following month.
Penn Central Transportation Co. and its affiliates owned the Terminal, an eight-story Beaux-Arts structure completed in 1913 that served as the main station for the New York Central and Harlem lines. On January 22, 1968, Penn Central entered a fifty-year renewable lease with UGP Properties, Inc., under which UGP agreed to construct a multistory office building cantilevered above the Terminal and to pay Penn Central at least three million dollars annually after construction.
Penn Central and UGP submitted two plans prepared by architect Marcel Breuer: Breuer I, a fifty-five-story tower resting on the Terminal roof, and Breuer II Revised, a fifty-three-story building that would have removed part of the 42d Street facade. After four days of hearings at which over 80 witnesses testified, the Commission denied this application as to both proposals.
Penn Central filed suit in New York Supreme Court, Trial Term, seeking a declaratory judgment, injunctive relief, and damages for a temporary taking. The trial court granted the injunctive and declaratory relief. The Appellate Division reversed, holding that Penn Central had failed to prove deprivation of all reasonable beneficial use. The New York Court of Appeals affirmed, concluding that the Terminal could still earn a reasonable return and that transferable development rights provided significant compensation. The Supreme Court noted probable jurisdiction.
How does a ban on one lawyer's conduct affect other lawyers in the same firm?
When lawyers are associated in a firm, a prohibition applicable to one lawyer extends to all of them under the imputation rule. This prevents the firm from circumventing the ban through internal assignment of matters.
What level of scrutiny applies to a state ban on interracial marriage?
Racial classifications in marriage statutes receive the most rigid scrutiny and cannot stand absent a legitimate purpose independent of invidious discrimination. The freedom to marry a person of another race is a fundamental right that the state may not infringe.
When does a supervening legal ban excuse contractual performance?
A legal prohibition that renders performance impracticable without the party's fault discharges the duty if the non-occurrence of the prohibiting event was a basic assumption of the contract. The party is relieved unless the contract allocated the risk otherwise.
5 U.S. (1 Cranch) 137 (1803)
…judicial or ministerial; from this principle the Court of King's Bench derives the power of issuing writs of mandamus and prohibition. If the Court of King's Bench has the power because it is the supreme court of judicature, shall this court be denied that power? The second section of the third article of the…