Also known as:change the party · changed the party · changes the party · change of parties · substitution of parties
Written by attorneys · grounded in primary & secondary sources — see below
An amendment to a pleading that substitutes or corrects the identity of a party against whom a claim is asserted. The amendment relates back to the date of the original pleading when the claim arises from the same conduct or occurrence, the new party received notice within the service period that avoids prejudice, and the new party knew or should have known it was the intended target but for a mistake in identity.
Sources & Authorities
How it applies
Common Examples
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Insurance Company Substitution
Lena Ortiz sued ShieldLine Insurance Co. for bad faith denial of coverage after a fire loss. After the limitations period expired, Lena learned that ShieldLine Specialty Risk, LLC had actually underwritten the policy and handled the claim. Specialty Risk had received the complaint papers through its insurer during the service window and had participated in pre-suit mediation. The court permitted the amendment substituting Specialty Risk because the new defendant had timely notice and understood it was the intended target.
Cruise Line Entity Correction
A passenger injured on a cruise sued one Costa Crociere corporate entity within the limitations period. After discovering the proper operating subsidiary, the passenger moved to amend once the limitations period had run. The subsidiary had received notice of the suit through shared corporate channels during the service period and recognized that it was the intended defendant. The amendment changing the party related back to the original filing date.
Select any source to read its text and confirm it supports the definition.
Federal Rules
Casebooks
Krupski v. Costa Crociere S.p.A.560 U.S. 538 (2010)
Common questions
Frequently Asked
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What conditions must be met for an amendment changing the party to relate back?+
The claim must arise from the same conduct or occurrence as the original pleading. The new party must receive notice within the Rule 4(m) service period that prevents prejudice in defending on the merits. The new party must also know or should know that the action would have been brought against it but for a mistake concerning the proper party's identity.
Supporting sources
Does relation back require extraordinary equitable circumstances when changing parties?+
No. Relation back turns on the specific notice and knowledge requirements rather than a separate equitable showing. When the new defendant received timely notice and understood the mistake in identity, the amendment relates back as of right.
Supporting sources
Can an amendment changing the defendant relate back even after the limitations period has expired?+
Yes. The point of the relation back doctrine is to permit the amendment to be treated as timely filed when the notice and knowledge conditions are satisfied, despite the expiration of the limitations period.
Supporting sources
Is corporate affiliation alone sufficient for relation back when substituting a defendant?+
No. The new defendant must actually have received timely notice and known or should have known it was the intended target. Close corporate relationship supports but does not replace the required notice and knowledge elements.
Supporting sources
560 U.S. 538 (2010)Civil Procedure
…conduct, transaction, or occurrence set out — or attempted to be set out — in the original pleading; or “(C) the amendment changes the party or the naming of the party against whom a claim is asserted, if Rule 15(c)(1)(B) is satisfied and if, within the period provided by Rule 4(m) for serving the summons and complaint, the…