Also known as:futility · futilely · futility doctrine
Written by attorneys · grounded in primary & secondary sources — see below
An effort or procedural step that cannot achieve its intended purpose because of insurmountable obstacles or disabling conflicts.
Sources & Authorities
How it applies
Common Examples
6
LLC Member Skips Demand
Freya Freeman, a member of Franklin Foundry LLC, learns that the managing member diverted company funds to a personal venture. She files a derivative suit without first demanding that the managers sue, alleging that any demand would be futile because the managers stand to lose personally from recovery. The court accepts the futility showing and allows the action to proceed.
Limited Partner Forgoes Demand
Faith Fitzgerald, a limited partner in Fulton Shipping LP, discovers the general partners approved an improper self-dealing contract. She brings a derivative claim without prior demand, asserting that demand would be futile because the general partners control the partnership and benefit directly from the transaction. The court recognizes futility and permits the suit.
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Cases
Uniform Acts
Restatements
Casebooks
LLC Complaint Details Futility
Fernando Farrell, a member of Frontier Capital LLC, alleges in his derivative complaint that the managers engaged in self-dealing and would reject any demand. He pleads with particularity why demand should be excused as futile, citing the managers' personal financial interest in the challenged conduct. The court finds the particularized allegations sufficient under the pleading rule.
LP Pleading Excuses Demand
Francesca Fiore, a limited partner in Fidelity Trust LP, files a derivative action and states in the complaint why demand on the general partners should be excused as futile. She alleges the general partners' ownership of the entity receiving diverted funds creates an irreconcilable conflict. The court accepts the futility explanation and allows the action to continue.
Futile Political Claim
Felipe Figueroa challenges a state apportionment plan as violating republican government principles. The court dismisses the claim after determining that the requested relief would be futile because the underlying political question doctrine bars judicial resolution.
Baker v. Carr369 U.S. 186, 211
Futile Zoning Challenge
Fumiko Fujimoto and other plaintiffs seek to invalidate exclusionary zoning that blocks moderate-income housing. The court notes that their attempts to build would be futile under the existing scheme, yet still allows the suit to test the constitutional claims.
Warthrop v. Seldin422 U.S. 490, 499 (1975)
Common questions
Frequently Asked
4
When is a demand on managers or general partners considered futile in a derivative action?+
Demand is futile when the persons who would receive it have disabling conflicts of interest, such as personal financial benefit from the challenged conduct, making impartial consideration impossible.
Supporting sources
What must a complaint state to excuse demand as futile?+
The complaint must state with particularity why demand should be excused as futile, including facts showing the recipients' conflicts or prior rejection of a similar request.
Supporting sources
Does the best evidence rule require futile judicial efforts to obtain an original?+
No. When the original cannot be obtained by any available judicial process, secondary evidence of its contents is admissible without further futile attempts.
Supporting sources
When may officers dispense with the knock-and-announce requirement because knocking would be futile?+
Officers may enter without knocking when they have reasonable suspicion that knocking would be dangerous, futile, or would lead to destruction of evidence, assessed case by case.
Supporting sources
339 U.S. 306, 313-314 (1950)Civil Procedure
…Thus it has been recognized that, in the case of persons missing or unknown, employment of an indirect and even a probably futile means of notification is all that the situation permits and creates no constitutional bar to a final decree foreclosing their rights. Cunnius v. Reading School District , 198 U. S. 458;…