Written by attorneys · grounded in primary & secondary sources — see below
A historical plea in which a defendant denies nothing and thereby subjects himself to a default judgment.
Sources & Authorities
How it applies
Common Examples
6
Nolo Plea Excluded in Civil Suit
After indictment for securities fraud, the adviser entered a nolo contendere plea. When the investor later sued the fund in civil court, the fund sought to introduce the plea as an admission. The court excluded the evidence because nient dedire pleas receive the same protection as withdrawn guilty pleas under the evidence rules.
Aggregate Plea Requires Consent
Defense counsel represented five protestors charged with misdemeanors. The prosecutor offered an all-or-nothing deal requiring every defendant to enter a nolo contendere plea. Counsel presented the package without separate meetings or individualized warnings about differing immigration consequences, violating the rule against aggregated nolo agreements absent informed written consent from each client.
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Cases
Federal Rules
Model Codes
Dictionaries
Transfer Denied Without Dual Approval
Indicted in New Hampshire for embezzlement, the bursar was arrested in Vermont and filed a written statement seeking to enter a nolo contendere plea there. The New Hampshire prosecutor refused written approval. The Vermont court denied transfer because both districts' prosecutors must consent before a nient dedire plea can be taken in the transferee district.
Conviction Judgment Admitted but Not Nolo
In a later civil suit, the plaintiff offered a prior criminal judgment entered after a nolo contendere plea to prove essential facts. The court excluded the judgment because the evidence rule permits final convictions only when entered after trial or a guilty plea, not after a nient dedire plea.
Voluntary Nolo Plea Upheld
Facing the death penalty, the defendant considered pleading nolo contendere to avoid trial. After the court personally addressed him and confirmed the plea was knowing and voluntary, the plea was accepted and later upheld against collateral attack.
Brady v. United States397 U.S. 742 (1970)
Waiver of Exclusion Allowed
During plea negotiations the defendant made incriminating statements. He later waived the usual bar on using those statements at trial. The court enforced the waiver, holding that the protection for nolo-related discussions is a default rule subject to party agreement.
United States v. Mezzanatto513 U.S. 196 (1995)
Common questions
Frequently Asked
5
What does a nolo contendere plea historically represent?+
It represents the Law French plea of nient dedire, by which a defendant denies nothing and accepts the consequences of a default judgment without admitting guilt.
Why does Federal Rule of Evidence 410 treat nolo contendere pleas like withdrawn guilty pleas?+
The rule excludes nolo pleas to encourage resolution of criminal cases without forcing an admission of guilt that could later prejudice the defendant in civil or criminal proceedings.
When may a lawyer participate in an aggregate nolo contendere agreement?+
A lawyer may participate only after obtaining informed written consent from each client that discloses the existence, nature, and interdependencies of all pleas involved.
What must occur before a federal prosecution may be transferred for a nolo contendere plea?+
The defendant must file a written statement requesting the plea and waiving trial in the original district, and both United States attorneys must approve the transfer in writing.
May a final judgment entered on a nolo contendere plea be used to prove essential facts in a later case?+
No. Federal Rule of Evidence 803(22) permits such use only for judgments entered after trial or a guilty plea, not after a nolo contendere plea.
539 U.S. 558 (2003)Constitutional Law
…the Texas Constitution. Tex. Const., Art. 1, § 3a. Those contentions were rejected. The petitioners, having entered a plea of nolo contendere , were each fined $200 and assessed court costs of $141.25. App. to Pet. for Cert. 107a-110a. The Court of Appeals for the Texas Fourteenth District considered the petitioners' federal…