Also known as:pleads guilty · pleaded guilty · pleading guilty · guilty plea · enter a guilty plea
Written by attorneys · grounded in primary & secondary sources — see below
A formal admission by a defendant in a criminal proceeding that the defendant committed the charged offense. The admission waives the rights to a jury trial, to confront witnesses, and to present a defense. Upon court acceptance after confirming a factual basis and voluntariness, the admission supports immediate entry of a judgment of conviction.
Sources & Authorities· 17 primary sources
Select any source to read its text and confirm it supports the definition.
Cases
Federal Rules
Model Codes
Casebooks
Hornbooks
Course Outlines
Study Supplements
How it applies
Common Examples
6
Withdrawn Plea Inadmissible in Civil Suit
Perry Pratt entered a guilty plea to securities fraud at arraignment. After the court suppressed key evidence, Pratt withdrew the plea and later entered a nolo contendere plea. In a subsequent civil action by investors, the withdrawn plea could not be offered to prove liability.
Written Consent Enables District Transfer
Priscilla Parks was indicted in the District of Columbia but arrested in Virginia. She executed a written statement wishing to plead guilty, waiving trial in the charging district, and consenting to disposition in the transferee district. The United States attorneys in both districts approved the transfer in writing, allowing the case to proceed in Virginia.
Plea-Discussion Statements Excluded
Pamela Phillips met with prosecutors before any formal plea offer and acknowledged misrepresentations during the discussion. The meeting produced no guilty plea. In a later civil suit, the statements made during that discussion could not be introduced against Phillips.
Conviction Judgment Admitted in Civil Case
Priya Prasad pleaded guilty to a felony punishable by more than one year in prison. In a later civil action, the final judgment of conviction was offered to prove an essential fact underlying the offense. The judgment was admissible because it followed a guilty plea rather than a nolo contendere plea.
Sentence Enhancement Requires Jury Finding
Pilar Pena pleaded guilty to a weapons offense. The sentencing court sought to impose an enhanced penalty based on a factual finding that the offense was committed with racial bias. The enhancement could not be imposed without a jury determination of the bias fact beyond a reasonable doubt.
Apprendi v. New Jersey530 U.S. 466 (2000)
Guidelines Applied as Advisory After Plea
Portia Price pleaded guilty to a drug conspiracy count. The district court treated the sentencing guidelines as mandatory and imposed a sentence above the guideline range. On appeal the sentence was vacated because the guidelines must be applied only in an advisory capacity after a guilty plea.
United States v. Booker543 U.S. 220 (2005)
Common questions
Frequently Asked
5
What must a court establish before accepting a guilty plea?+
The court must confirm that the plea is knowing and voluntary and that a factual basis exists for the plea. The defendant must understand the nature of the charges, the maximum penalties, and the rights being waived. Any plea agreement must be disclosed to the court.
Supporting sources
Does a guilty plea waive the right to appeal?+
A guilty plea waives most trial-related rights but does not automatically waive the right to appeal the sentence or certain constitutional claims. Appellate waivers are enforceable only if knowing and voluntary. Some claims, such as lack of jurisdiction, survive a guilty plea.
A guilty plea is involuntary if induced by threats, improper promises, or misinformation that overcomes the defendant's free will. Fear of a harsher sentence after trial is a permissible factor and does not render the plea involuntary when the plea is otherwise knowing and intelligent.
Supporting sources
Can a defendant plead guilty while maintaining innocence?+
A court may accept a guilty plea from a defendant who maintains innocence provided the plea is voluntary and intelligent and a strong factual basis appears in the record. An explicit admission of guilt is not constitutionally required.
What immigration consequences attach to a guilty plea?+
Counsel must advise a noncitizen client whether a guilty plea carries a risk of deportation. When the deportation consequence is clear, counsel must give correct advice. When the law is unclear, counsel must at least warn of the risk.
Supporting sources
ed a
guilty plea
on another charge and is no longer a defendant. [^maj-5]: The President
enter
ed a special appearance in the District Court on June 6 and requested that court to lift its protective order…
plea
colloquy, respondent told the trial judge that, although he had committed a string of…
, Chicago Tribune, Nov. 15, 1980, p. 2, col. 3.
Criminal Law & ProcedureGeneral principles · ResponsibilityUBEIntermediate