Also known as:procedural default · default judgment · procedural default rules
Written by attorneys · grounded in primary & secondary sources — see below
A doctrine under which a court may enter judgment against a party that fails to appear, plead, or otherwise defend, subject to limits on the relief granted and to rules permitting the default to be set aside for good cause.
Sources & Authorities
How it applies
Common Examples
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Excessive Default Award Vacated
Paula Pierce sued Precision Tools for breach of contract and demanded $75,000 in damages. After the company failed to answer, the clerk entered a default judgment for $120,000 plus interest. The court later vacated the excess amount because the judgment could not exceed the relief demanded in the pleadings.
Entry of Default Set Aside
Pablo Perez missed the deadline to respond to a complaint and the clerk entered default against him. He promptly moved to set the entry aside, showing excusable neglect and a meritorious defense. The court granted the motion for good cause under the governing rule.
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Statutes
Federal Rules
Restatements
Casebooks
Study Supplements
Patricia Patel's trial lawyer failed to object to an unconstitutional jury instruction at her state murder trial. On federal habeas, the court held that the omission constituted a procedural default that could not be excused without a showing of cause and prejudice.
Strickland v. Washington466 U.S. 668 (1984)
State Procedural Rule Enforced
Pierce Patterson challenged the admission of evidence in his state conviction but raised the federal constitutional argument only after trial. The state appellate court rejected the claim as untimely under its contemporaneous-objection rule. Federal habeas review was therefore unavailable.
County Court of Ulster County, N. Y. v. Allen442 U.S. 140 (S.Ct.1979)
Arbitration Waiver Upheld
Pamela Phillips sued her broker in federal court despite an arbitration clause in the customer agreement. The court enforced the clause and dismissed the action, holding that her decision to litigate constituted a procedural default of the contractual right to arbitrate.
Rodriguez de Quijas v. Shearson/American Express, Inc.490 U.S. 477, 484 (1989)
New Rule Not Retroactive
Preston Pratt sought habeas relief based on a Supreme Court decision announced after his state conviction became final. The court refused to apply the new rule because it would constitute a retroactive change barred by the doctrine of procedural defaults in collateral review.
Teague v. Lane489 U.S. 288 (1989)
Common questions
Frequently Asked
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What must a habeas petitioner show to overcome a procedural default?+
The petitioner must demonstrate cause for the default and actual prejudice from the alleged constitutional violation, or that failure to consider the claim will result in a fundamental miscarriage of justice.
Does a state court's mere error in applying federal law constitute a procedural default?+
No. A state court's error in Fourth Amendment analysis does not by itself amount to a denial of a full and fair opportunity to litigate, so the claim remains subject to the independent and adequate state ground doctrine.
How does AEDPA affect review of procedurally defaulted claims?+
AEDPA codified a modified res judicata rule that limits federal habeas relief when the state court adjudicated the claim on procedural grounds that were adequate and independent.
380 U.S. 460 (1965)Conflict of Laws
…adherence to Rule 4 (d) (1) is less likely to give the executor actual notice than § 9, and therefore more likely to produce a default judgment. Rule 4 (d) (1) is well designed to give actual notice, as it did in this case. See note 1, supra . [^maj-12]: To the same effect, see Ragan v. Merchants Transfer Co., supra ; Cohen v.…