Also known as:FRE 804 · Fed. R. Evid. 804 · Federal Rule of Evidence 804 · Rule 804(b) · hearsay unavailable declarant · former testimony · dying declaration
Written by attorneys · grounded in primary & secondary sources — see below
A procedural rule establishing criteria for determining when a declarant is unavailable as a witness and enumerating hearsay exceptions that apply only upon a showing of unavailability. The rule requires the proponent to demonstrate that the declarant cannot be produced despite reasonable efforts or falls within one of the listed categories such as death, privilege, or refusal to testify. It further provides that the proponent may not benefit from the exceptions if responsible for procuring the unavailability.
Sources & Authorities· 5 primary sources
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Cases
Federal Rules
Hornbooks
Study Supplements
How it applies
Common Examples
6
Proponent Seeks Former Testimony
Renata Russo offers a transcript of a prior deposition given by a witness now living abroad. The proponent shows repeated unsuccessful attempts through letters rogatory and diplomatic channels to secure attendance. The court finds the declarant unavailable under the attendance requirement for former-testimony exceptions.
Criminal Case Requires Greater Effort
Ronald Reed faces trial on assault charges. The prosecution seeks to introduce prior testimony from a witness now incarcerated out of state. Despite the incarceration the state made only minimal telephone inquiries and no formal extradition attempt. The court holds the showing of unavailability insufficient under the stricter criminal standard.
Statement Against Interest Offered
Roberto Reyes offers a coworker's out-of-court admission exposing the declarant to civil liability. The declarant is now deceased. The court requires the proponent to show inability to procure attendance or testimony by reasonable means before admitting the statement under the applicable exception.
Collateral Blame Excluded
Regina Robinson offers a deceased employee's narrative that admits personal safety violations and also implicates a supervisor. The court admits only the genuinely self-inculpatory portions that expose the declarant to liability while excluding the non-self-inculpatory remarks that merely shift blame.
Consent Statement Challenged
Raphael Rivera moves to suppress evidence obtained during a search. The government relies on statements from a third party who later refuses to testify. The court evaluates whether the third party's absence satisfies unavailability criteria before considering the statements.
United States v. Matlock415 U.S. 164 (1974)
Testimonial Statement Barred
Ryan Roberts stands trial for conspiracy. The prosecution offers a recorded police interview of a witness who later refuses to appear. Because Roberts never had an opportunity to cross-examine the declarant the court excludes the statement despite the witness's unavailability.
Crawford v. Washington541 U.S. 36 (1974)
Common questions
Frequently Asked
5
What categories establish unavailability under Rule 804(a)?+
A declarant is unavailable if exempted by privilege, refuses to testify despite a court order, testifies to lack of memory, cannot attend because of death or infirmity, or is absent and the proponent cannot procure attendance by reasonable means. The rule expressly disqualifies the proponent from relying on unavailability if the proponent wrongfully caused it.
Supporting sources
Does Rule 804 require a greater showing of unavailability in criminal cases?+
Yes. When former testimony is offered against a criminal defendant the prosecution must demonstrate bona fide efforts to produce the witness. Mere incarceration outside the state is insufficient without good-faith attempts such as extradition proceedings.
Supporting sources
How does Rule 804(b)(3) limit admission of statements against interest?+
Only the discrete portions that are genuinely self-inculpatory qualify. Remarks that merely incriminate another person remain inadmissible even if embedded in an otherwise inculpatory narrative. Each statement must be examined individually.
Supporting sources
When may a civil deposition transcript be admitted under Rule 804(b)(1)?+
The transcript is admissible if the declarant is unavailable, the deposition was lawful, and the party against whom it is offered had an opportunity and similar motive to develop the testimony. Limited participation in an administrative proceeding may still satisfy the opportunity requirement when the subject matter overlaps with the current civil action.
Supporting sources
Does the Confrontation Clause impose additional limits on Rule 804 exceptions in criminal trials?+
Yes. Testimonial statements are inadmissible against a criminal defendant unless the declarant is unavailable and the defendant had a prior opportunity for cross-examination. Hearsay exceptions alone cannot satisfy the constitutional requirement when the statement is testimonial.
Supporting sources
(b)(6), which codifies the forfeiture doctrine, have generally held the Government to the preponderance-of-the-
evidence
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EvidenceHearsay and circumstances of its admissibility · Other exceptions to the hearsay ruleUBEIntermediate