Also known as:self incrimination clause · self-incrimination · Fifth Amendment self-incrimination · 5th Amendment privilege
Written by attorneys · grounded in primary & secondary sources — see below
The constitutional command that no person shall be compelled in any criminal case to be a witness against himself. The clause bars the government from forcing an individual to provide testimonial evidence that could be used to incriminate that person in a criminal proceeding.
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How it applies
Common Examples
6
Character Question on Cross-Examination
Solomon Silver testified on direct examination about revenue calculations at his company. On cross-examination the opposing counsel asked whether Silver had previously skimmed cash from employee tips and failed to report the income on his tax returns. Silver's counsel objected and asserted the privilege. The court sustained the objection because the proposed question related only to character for truthfulness.
Custodial Interrogation Without Warnings
Sebastian Santos was arrested and taken to a station house. Officers questioned him for two hours about a suspected fraud scheme without advising him of his rights. Santos made incriminating statements during the session. The statements are inadmissible at trial because no warnings were given before the custodial interrogation began.
State Prosecution Invoking Privilege
Sylvia Santos was called as a witness in a state criminal trial. She refused to answer questions that would link her to an alleged theft. The prosecutor argued the privilege did not apply in state court. The trial court correctly sustained the invocation because the privilege binds the states.
Privacy Zone in Regulatory Context
Sofia Stern received a subpoena requiring her to produce personal financial records that would reveal unreported income. She moved to quash the subpoena on self-incrimination grounds. The court granted the motion in part because the compelled production would force Stern to disclose information that could lead to criminal tax liability.
Blood Draw After Arrest
Sasha Stone was arrested for driving while intoxicated. Officers directed a physician to draw a blood sample without her consent and without a warrant. Stone moved to suppress the results. The court denied the motion because the extraction of blood is physical evidence rather than testimonial communication.
Schmerber v. California384 U.S. 757 (1966)
Jury Instruction on Silence
Santiago Sanchez was tried for theft in state court. The judge instructed the jury that it could consider Sanchez's decision not to testify as evidence of guilt. Defense counsel did not object. On appeal the instruction is plain error because it directly violates the privilege against self-incrimination.
Common questions
Frequently Asked
5
Does the Self-Incrimination Clause protect only statements made at a criminal trial?+
No. The clause protects against compelled testimonial communications in any context where the answers might later be used in a criminal prosecution. It applies during custodial interrogation, grand jury proceedings, and administrative hearings when the risk of criminal liability is real.
Supporting sources
When does a witness waive the privilege by testifying on direct examination?+
A witness does not waive the privilege against self-incrimination merely by testifying on another matter. The privilege remains intact for questions that relate only to the witness's character for truthfulness under Rule 608.
Does the privilege apply to corporations or other artificial entities?+
No. The privilege is personal to natural individuals and does not extend to corporations or partnerships, nor to their custodians when acting in a representative capacity.
Supporting sources
Is a blood draw or handwriting exemplar protected by the clause?+
No. The clause protects only testimonial communications. Physical evidence such as blood samples or handwriting exemplars may be compelled because they do not require the suspect to communicate facts from the mind.
Supporting sources
Does the clause bar the use of physical evidence derived from an unwarned statement?+
No. The clause is violated only by the use at trial of compelled testimony itself. Physical evidence obtained as a result of a voluntary but unwarned statement is admissible because the clause protects against testimonial compulsion, not the fruits of nontestimonial evidence.
Supporting sources
in its
Self-Incrimination Clause
enables the citizen to create a zone of privacy which government may not force him to surrender to his detriment. The Ninth
Amendment
provides: “The enumeration in the Constitution, of…
. We therefore hold, in agreement with Chief Judge Fuld in dissent in the Court of Appeals, "that, where a 12-year-old child is charged with an act of stealing which renders him liable to…
by in effect forcing a defendant in a criminal action to testify in his own behalf. "Nevertheless, although one should guard against such abuses, it may be misguided, out of excess caution,…
EvidenceHearsay and circumstances of its admissibility · Other exceptions to the hearsay ruleUBEIntermediate