A voluntary act that renders the obligor unable or apparently unable to perform a contractual duty.
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How its tested
Common Examples
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Seller Disables Contract Performance
Adrian Aguilar contracted to sell unique manufacturing equipment to Alliance Holdings. Before the delivery date, Adrian dismantled the equipment and sold its parts to a third party. This voluntary affirmative act rendered Adrian apparently unable to perform, allowing Alliance Holdings to treat the contract as repudiated and pursue damages for total breach.
Accomplice Supplies Firearm
Anika Anand drove two associates to a drug transaction site knowing one carried a firearm. Anika provided directions and waited in the car during the exchange. Her affirmative act of active participation with advance knowledge of the gun established aiding and abetting liability under federal law.
Rosemond v. United States572 U.S. 65, 134 S.Ct. 1240, 188 L.Ed.2d 248 (2014)
Justus Rosemond participated in a drug transaction arranged by Vashti Perez to sell a pound of marijuana to Ricardo Gonzales and Coby Painter. Perez drove to a local park accompanied by Ronald Joseph and Rosemond to complete the exchange. Upon arrival, Gonzales entered the backseat of the vehicle to inspect the marijuana while Painter remained outside. Instead of paying, Gonzales punched the backseat passenger and fled with the drugs. As Gonzales and Painter ran away, one of the male passengers exited the car and fired several shots from a semiautomatic handgun before the three individuals pursued the buyers in their vehicle.
A police officer responding to a dispatcher's alert pulled over the car before the pursuers could catch Gonzales and Painter. The Government subsequently charged Rosemond with violating 18 U.S.C. §924(c) by using a gun in connection with a drug trafficking crime or, alternatively, aiding and abetting that offense under 18 U.S.C. §2. Because the identity of the shooter remained disputed, the prosecution pursued both theories at trial: that Rosemond himself fired the weapon or that he aided and abetted Joseph's use of the firearm.
At trial, the District Judge instructed the jury on aiding and abetting principles. A person aids or abets if he willfully and knowingly associates himself with the crime and seeks by some act to help make it succeed. The judge further instructed that Rosemond could be convicted of aiding and abetting the §924(c) offense if he knew his cohort used a firearm in the drug trafficking crime and knowingly and actively participated in the drug trafficking crime. Rosemond had proposed an alternative instruction requiring that he intentionally took action to facilitate or encourage the use of the firearm specifically.
The jury convicted Rosemond of the §924(c) violation along with other offenses, resulting in a consecutive 120-month sentence for that count. The Tenth Circuit affirmed the conviction, upholding the District Court's aiding and abetting instructions against Rosemond's challenge. The Supreme Court granted certiorari to address the requirements for aiding and abetting liability under these circumstances.
Alfred Ashford received a family court order requiring payment of child support arrears. When he failed to pay, the court imposed a coercive jail sentence that would end only upon compliance. The affirmative act of making the required payment would purge the contempt and secure release.
Hicks v. Feiock485 U.S. 624 (1988)
Alta Sue Adams married Phillip William Feiock in 1968, and the couple had three children. In 1973, Feiock left the family. In January 1976, a California court entered an interlocutory judgment of dissolution of marriage. The court awarded custody of the children to Mrs. Feiock and ordered Feiock to pay child support beginning February 1, 1976. The payments were set at $35 per child per month for the first four months and $75 per child per month starting June 1, 1976. After the final judgment, Mrs. Feiock and the children moved to Ohio.
Respondent made child support payments only sporadically and stopped making any payments by December 1982. Mrs. Feiock filed a complaint in Ohio under the Uniform Reciprocal Enforcement of Support Act. The Ohio court transmitted the complaint to the Superior Court of California for the County of Orange. On June 22, 1984, after a hearing, the California court ordered Feiock to pay $150 per month on a temporary basis beginning July 1, 1984. Feiock made payments only for August and September 1984.
In 1985, the Orange County District Attorney filed orders to show cause alleging nine counts of contempt. At the August 9, 1985 hearing, the petitioner established a prima facie case of contempt. Respondent testified about his ability to pay but was found in contempt on five counts. He received a suspended sentence of 25 days in jail and three years of probation. Probation conditions required $150 monthly support payments and $50 monthly payments on the $1,650 arrearage.
Respondent petitioned for a writ of habeas corpus in the California Court of Appeal. The court annulled the contempt order, holding that section 1209.5 imposed an unconstitutional mandatory presumption. The California Supreme Court denied review. The United States Supreme Court granted certiorari.
Ava Adebayo fled officers in a high-speed vehicle pursuit initiated by the county sheriff's department. The chase ended when the vehicle crashed, killing a passenger. The officers' affirmative acts of initiating and continuing the pursuit formed the basis for a substantive due process claim.
County of Sacramento v. Lewis523 U.S. 833 (1988)
On May 22, 1990, at approximately 8:30 p.m., Sacramento County sheriff’s deputy James Everett Smith responded to a call to break up a fight along with another officer, Murray Stapp. Upon returning to his patrol car, Stapp saw a motorcycle operated by 18-year-old Brian Willard carrying 16-year-old Philip Lewis as a passenger approaching at high speed. Neither boy had been involved in the fight that prompted the call.
Stapp turned on his overhead rotating lights, yelled to the boys to stop, and pulled his patrol car closer to Smith’s in an attempt to pen the motorcycle in. Instead of pulling over, Willard slowly maneuvered the motorcycle between the two police cars and sped off. Smith immediately switched on his own emergency lights and siren, made a quick turn, and began pursuit at high speed. For 75 seconds over a course of 1.3 miles in a residential neighborhood, the motorcycle wove in and out of oncoming traffic, forcing two cars and a bicycle to swerve off the road, while the vehicles reached speeds up to 100 miles per hour with Smith following at a distance as short as 100 feet.
The chase ended after the motorcycle tipped over as Willard tried a sharp left turn. By the time Smith slammed on his brakes, Willard was out of the way, but Lewis was not. The patrol car skidded into him at 40 miles per hour, propelling him some 70 feet down the road and inflicting massive injuries from which Lewis was pronounced dead at the scene.
The District Court granted summary judgment for Smith. It reasoned that he was entitled to qualified immunity. Respondents could point to no state or federal opinion published before May 1990 supporting their view of a Fourteenth Amendment substantive due process right in the context of high-speed police pursuits.
The Court of Appeals for the Ninth Circuit reversed. It held that the appropriate degree of fault to be applied to high-speed police pursuits is deliberate indifference to or reckless disregard for a person’s right to life and personal security. The court concluded that the law regarding police liability for death or injury caused by an officer during the course of a high-speed chase was clearly established at the time of Philip Lewis’s death. The Supreme Court granted certiorari to resolve a conflict among the Circuits over the standard of culpability on the part of a law enforcement officer for violating substantive due process in a pursuit case.
Alice Atkins's family sought to remove her feeding tube after she entered a persistent vegetative state. The hospital refused without court approval. The proposed removal would constitute an affirmative act ending life support rather than a mere omission of further treatment.
Cruzan by Cruzan v. Director, Missouri Dept, of Health497 U.S. 261, 277 (1990)
On the night of January 11, 1983, Nancy Beth Cruzan lost control of her car as she traveled down Elm Road in Jasper County, Missouri. The vehicle overturned, and Cruzan was discovered lying face down in a ditch without detectable respiratory or cardiac function. Paramedics were able to restore her breathing and heartbeat at the accident site, and she was transported to a hospital in an unconscious state. An attending neurosurgeon diagnosed her as having sustained probable cerebral contusions compounded by significant anoxia. The Missouri trial court found that permanent brain damage generally results after six minutes in an anoxic state, and it was estimated that Cruzan was deprived of oxygen from twelve to fourteen minutes.
She remained in a coma for approximately three weeks and then progressed to an unconscious state in which she was able to orally ingest some nutrition. Surgeons implanted a gastrostomy feeding and hydration tube in Cruzan with the consent of her then husband. Subsequent rehabilitative efforts proved unavailing. She now lies in a Missouri state hospital in what is commonly referred to as a persistent vegetative state in which a person exhibits motor reflexes but evinces no indications of significant cognitive function. The State of Missouri is bearing the cost of her care.
After it had become apparent that Nancy Cruzan had virtually no chance of regaining her mental faculties, her parents Lester and Joyce Cruzan, who serve as coguardians, asked hospital employees to terminate the artificial nutrition and hydration procedures. All agree that such a removal would cause her death. The employees refused to honor the request without court approval. The parents then sought and received authorization from the state trial court for termination. The trial court found that a person in Nancy's condition had a fundamental right under the State and Federal Constitutions to refuse or direct the withdrawal of death prolonging procedures. The court also found that Nancy's expressed thoughts at age twenty-five in conversation with a housemate friend suggested that given her present condition she would not wish to continue on with her nutrition and hydration.
The Supreme Court of Missouri reversed by a divided vote. The court recognized a right to refuse treatment embodied in the common-law doctrine of informed consent but expressed skepticism about the application of that doctrine in the circumstances of this case. The court found that Cruzan's statements to her roommate regarding her desire to live or die under those conditions were unreliable for determining her intent and thus insufficient to support the coguardians' claim to exercise substituted judgment on Nancy's behalf. It rejected the argument that Cruzan's parents were entitled to order the termination of her medical treatment, concluding that no person can assume that choice for an incompetent in the absence of the formalities required under Missouri's Living Will statutes or the clear and convincing inherently reliable evidence absent here.
The Supreme Court granted certiorari to consider the question whether Cruzan has a right under the United States Constitution which would require the hospital to withdraw life-sustaining treatment from her under these circumstances.
Amber Alonzo, a journalist, received a subpoena to reveal confidential sources before a grand jury. She declined to answer, asserting a First Amendment privilege. The refusal to perform the affirmative act of testifying triggered contempt proceedings and potential imprisonment.
Branzburg v. Hayes408 U.S. 665 (1972)
In November 1969, Paul Branzburg, a staff reporter for the Courier-Journal newspaper in Louisville, Kentucky, published an article describing his observations of two individuals synthesizing hashish from marijuana in Jefferson County.
The article included a photograph and stated that Branzburg had promised not to reveal the identities of the two. He was subsequently subpoenaed by the Jefferson County grand jury and refused to identify the individuals he had observed. A state trial court ordered him to answer, and the Kentucky Court of Appeals denied his petition for relief.
In January 1971, Branzburg published a second article detailing drug use in Frankfort, Kentucky, based on interviews with several dozen users over two weeks. He was subpoenaed by the Franklin County grand jury to testify about violations of drug statutes. The Court of Appeals denied the requested writs and rejected his First Amendment claim. This Court granted certiorari.
In July 1970, Paul Pappas, a television newsman-photographer, was assigned to cover civil disorders in New Bedford, Massachusetts, involving the Black Panthers. He entered Panther headquarters under an agreement not to disclose what he saw or heard inside except for an anticipated police raid, which did not occur. Two months later, he was summoned before the Bristol County grand jury but refused to answer questions about his observations inside the headquarters. The Massachusetts Supreme Judicial Court held that he must appear and testify.
In February 1970, Earl Caldwell, a New York Times reporter covering the Black Panther Party in San Francisco, received a subpoena to appear before a federal grand jury investigating possible violations of federal law by the group, including threats against the President. The District Court denied the motion to quash but issued a protective order. Caldwell refused to appear and was held in contempt. The Court of Appeals reversed, recognizing a qualified privilege. This Court granted certiorari and consolidated the cases.
How does an affirmative act differ from an omission in tort liability?
An affirmative act consists of positive conduct that directly produces the harm, such as operating sandblasting equipment that sends dust onto neighboring property. An omission, by contrast, involves a failure to act when under a duty to abate a known interference. Both can support nuisance liability when the other elements are met.
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When does a covenant qualify as affirmative rather than negative?
A covenant is affirmative when it requires the burdened party to perform an act, such as maintaining a bulkhead in good repair. A negative covenant instead requires the party to refrain from a specified use, such as operating passenger cruises from a dock. Classification turns on the nature of the burden imposed, not on who benefits.
Supporting sources
What must the government prove to establish aiding and abetting through an affirmative act?
The government must show that the defendant took a voluntary affirmative act in furtherance of the underlying offense with the intent to facilitate its commission. Mere presence or knowledge alone does not suffice. The act must advance the crime, as when a participant actively joins a drug transaction while knowing a gun will be used.
Supporting sources
497 U.S. 261, 277 (1990)
…from ordinary suicide: (1) that she is permanently incapacitated and in pain; (2) that she would bring on her death not by any affirmative act but by merely declining treatment that provides nourishment; and (3) that preventing her from effectuating her presumed wish to die requires violation of her bodily integrity. None of these…