Also known as:exceptional circumstance · extraordinary circumstances
Written by attorneys · grounded in primary & secondary sources — see below
Unusual or rare conditions that justify a court in departing from an otherwise applicable general rule or standard.
Sources & Authorities· 23 primary sources
Select any source to read its text and confirm it supports the definition.
Cases
Statutes
Federal Rules
Uniform Acts
Restatements
Casebooks
Hornbooks
Course Outlines
Study Supplements
How it applies
Common Examples
6
Law Firm Sanction Responsibility
Elena Estrada, an associate at Elite Dynamics, filed a pleading containing denials of factual contentions that lacked evidentiary support. After notice and an opportunity to respond, the court found a Rule 11(b) violation. Because no exceptional circumstances appeared, the court held Elite Dynamics jointly responsible with Estrada for the resulting sanction.
Corporate General Jurisdiction
Edgewater Capital, incorporated and headquartered in Delaware, maintained substantial sales and dealerships in California. Plaintiffs sued there for events unrelated to any California conduct. Absent exceptional circumstances rendering the company at home in California, the court held that general jurisdiction did not exist.
Criminal Deposition Preservation
Esme Ellington faced trial on federal charges but learned that a key eyewitness planned to leave the country permanently. She moved to depose the witness. The court granted the motion on a showing of exceptional circumstances that made preservation of the testimony necessary in the interest of justice.
Abstention From State Prosecution
Enzo Eastwood faced an ongoing state criminal prosecution and asked a federal court to enjoin it on constitutional grounds. The federal court found no bad-faith prosecution or flagrantly unconstitutional statute. Absent such extraordinary circumstances, the court abstained from interfering with the state proceeding.
Forum Non Conveniens Dismissal
Eva Espinosa sued Eclipse Manufacturing in New York for an accident that occurred in Texas. All witnesses and evidence were located in Texas. The court found exceptional circumstances making the New York forum inconvenient and dismissed the action under forum non conveniens.
Gulf Oil Corp. v. Gilbert330 U.S. 501, 509 (1947)
Free Exercise Claim Limits
Elijah Edwards, a member of a religious group, sought an exemption from a generally applicable criminal law banning certain controlled substances. The court applied the law because no exceptional circumstances triggered strict scrutiny of the neutral prohibition.
EMPLOYMENT DIVISION, DEPARTMENT of HUMAN RESOURCES of OREGON, et al., Petitioners v. Alfred L. SMITH, et al., Respondents.494 U.S. 872, 110 S. Ct. 1595, 108 L. Ed. 2d 876 (1990)
Common questions
Frequently Asked
6
When does a court find exceptional circumstances sufficient to hold a law firm jointly responsible for a Rule 11 violation?+
A court imposes joint responsibility on the firm unless the attorney acted entirely outside the firm's control or knowledge in a manner that no reasonable firm could have prevented. The rule treats the violation as the firm's responsibility by default.
Does substantial business activity in a state create general jurisdiction absent exceptional circumstances?+
No. A corporation is at home only in its state of incorporation or principal place of business. Substantial sales or operations alone do not qualify as exceptional circumstances that would support general jurisdiction elsewhere.
What showing supports a deposition under Rule 15 to preserve testimony?
+
The movant must demonstrate exceptional circumstances, such as the witness's imminent unavailability, that make preservation necessary in the interest of justice. The court may also order production of designated nonprivileged materials at the deposition.
When may a federal court enjoin an ongoing state criminal prosecution?+
Only in extraordinary circumstances such as bad-faith prosecution, harassment, or a statute that is flagrantly unconstitutional with no valid applications. Principles of comity and federalism otherwise require abstention.
How does the exceptional-circumstances standard affect forum non conveniens analysis?+
A court may decline jurisdiction in exceptional circumstances where the chosen forum imposes grave inconvenience and an adequate alternative forum exists. The analysis weighs private and public interest factors to determine whether dismissal serves the interests of justice.
Does a generally applicable criminal law trigger strict scrutiny under the Free Exercise Clause absent exceptional circumstances?+
No. Neutral laws of general applicability receive rational-basis review even when they incidentally burden religious exercise. Strict scrutiny applies only when the law is not neutral or generally applicable or when exceptional circumstances are present.
extraordinary circumstances
it is improper for a reviewing court to prescribe the procedural format an agency must follow, but it likewise clearly thought it entirely appropriate to "scrutinize the record as a whole…
Constitutional LawIndividual rights · Equal protectionNEXTGENFoundational