Also known as:governmental immunity · government immunity · government immunities · sovereign immunity
Written by attorneys — see sources below.
A doctrine shielding governmental entities and officials from private lawsuits for damages absent consent or statutory waiver. The protection extends to states under the Eleventh Amendment and related principles, barring suits in federal court by citizens of the state or other states, in state courts on federal claims enacted under Article I, and in the courts of sister states.
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How its tested
Common Examples
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State Employee Overtime Suit
Gary Goldman, a state corrections officer, sued his state employer in state court for unpaid overtime under a federal labor statute enacted pursuant to Congress's commerce power. The state moved to dismiss on sovereign immunity grounds. The court granted the motion because the statute rested on Article I authority and the state had not consented to the suit.
Cross-Border Tax Dispute
Giana Greco, a resident of State A, obtained a judgment against State B for improper tax collection and sought to enforce it in State A's courts. State B asserted immunity. The court dismissed the action because one state may not entertain a private damages suit against another state without consent.
Gwen Gallagher, a citizen of State C, filed suit in federal court against State C for breach of a state contract seeking money damages. The state moved to dismiss. The court granted the motion because the Eleventh Amendment bars suits by a state's own citizens against the state in federal court absent consent or valid abrogation.
Tribal Gaming Revenue Suit
Guillermo Guzman, representing a tribe, sued a state in federal court under a federal statute enacted pursuant to the Indian Commerce Clause for unpaid compact revenues. The state asserted immunity. The court dismissed the action because Article I powers cannot abrogate state sovereign immunity.
Presidential Personnel Decision
Gabriella Gomez, a former White House aide, sued a former president for damages arising from her termination. The former president moved to dismiss on immunity grounds. The court dismissed the suit because absolute immunity protects the president from civil damages liability for official acts.
Richard Nixon v. A. Ernest Fitzgerald457 U.S. 731 (1982)
In January 1970 respondent A. Ernest Fitzgerald lost his job as a management analyst with the Department of the Air Force when his position was eliminated during a departmental reorganization and reduction in force. One year earlier, on November 13, 1968, Fitzgerald had testified before the Subcommittee on Economy in Government of the Joint Economic Committee that cost overruns on the C-5A transport plane could approximate $2 billion.
Concerned that the dismissal might constitute retaliation for the congressional testimony, the subcommittee held public hearings. At a December 8, 1969 news conference President Richard Nixon promised to look into the matter and directed White House Chief of Staff H. R. Haldeman to arrange for Fitzgerald's reassignment to another administration position. An internal White House memorandum from aide Alexander Butterfield recommended that Fitzgerald "bleed, for a while at least" because of perceived disloyalty, and no further White House efforts to reemploy him occurred.
Fitzgerald complained to the Civil Service Commission alleging unlawful retaliation. The Examiner held that Fitzgerald's dismissal had offended applicable civil service regulations based on a finding that the departmental reorganization was motivated by reasons purely personal to respondent. The Examiner recommended Fitzgerald's reappointment to his old position or to a job of comparable authority. The Commission explicitly found that the evidence did not support Fitzgerald's allegation of retaliation for his 1968 testimony.
At a January 31, 1973 news conference President Nixon stated that he had approved Fitzgerald's dismissal. A day later the White House press office issued a retraction of the President's statement. In 1978 Fitzgerald filed a second amended complaint in the United States District Court for the District of Columbia naming Nixon as a defendant and alleging violations of the First Amendment and two federal statutes. The District Court denied Nixon's motion for summary judgment on absolute immunity grounds. The Court of Appeals for the District of Columbia Circuit dismissed the collateral appeal. Shortly after Nixon petitioned for certiorari the parties agreed that Nixon would pay Fitzgerald $142,000 immediately and an additional $28,000 if the Supreme Court ruled he was not entitled to absolute immunity.
Gareth Glover, injured by a military helicopter door, sued the contractor that built the equipment to government specifications. The contractor moved for summary judgment. The court granted the motion because the government contractor defense shields suppliers when the government approved reasonably precise specifications and the contractor warned of known dangers.
Boyle v. United Technologies Corp.487 U.S. 500 (1988)
On April 5, 1983, David A. Boyle, a United States Marine helicopter copilot, was killed when the CH-53D Sea Stallion helicopter he was flying crashed into the ocean off the coast of Virginia Beach, Virginia, during a training exercise. Boyle and one other crew member were trapped inside the sinking helicopter and drowned, while three others escaped. His father, the petitioner, brought a diversity action against the helicopter's manufacturer, respondent United Technologies Corporation (Sikorsky Division), in the United States District Court for the Eastern District of Virginia.
The petitioner alleged under Virginia tort law that the manufacturer had defectively designed the copilot's emergency escape system because the hatch opened outward rather than inward and its release mechanism was obstructed. The petitioner also alleged that the manufacturer had negligently failed to warn the Navy of dangers in the escape hatch and system. The jury returned a general verdict in the petitioner's favor and awarded $725,000. The District Court denied the manufacturer's motion for judgment notwithstanding the verdict.
The Court of Appeals for the Fourth Circuit reversed and remanded with directions to enter judgment for the manufacturer. It held that the state-law tort action was barred by the government contractor defense it had recognized in McKay v. Rockwell International Corp., under which a contractor is not liable for design defects if the United States approved reasonably precise specifications, the equipment conformed to those specifications, and the supplier warned the United States about dangers known to the supplier but not to the United States. The court concluded that the evidence was insufficient as a matter of law to establish a violation of the third condition.
The Supreme Court granted certiorari to consider the propriety of the government contractor defense and to resolve a conflict among the Courts of Appeals. The case reached the Court after the Fourth Circuit's 1986 decision in 792 F.2d 413, following the 1983 crash and the subsequent district court trial.
Does the Eleventh Amendment bar suits by a state's own citizens in federal court?
Yes. The Eleventh Amendment's jurisdictional bar extends to suits brought by a state's own citizens against that state in federal court absent consent or valid abrogation.
Supporting sources
Can Congress abrogate state sovereign immunity using its Article I powers?
No. Congress's Article I powers, such as the Indian Commerce Clause, do not authorize Congress to abrogate state sovereign immunity in federal court. Valid abrogation must rest on the Fourteenth Amendment's enforcement power.
Supporting sources
Does state sovereign immunity apply to federal claims brought in state court?
Yes. State sovereign immunity bars private suits against nonconsenting states in their own courts on federal claims when Congress acts under Article I powers.
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May one state's courts entertain a damages action against another state?
No. States retain sovereign immunity from private suits in the courts of other states, and the Constitution does not permit one state's courts to entertain a private damages action against another state without its consent.
Supporting sources
457 U.S. 731 (1982)
…to the old notion that the King can do no wrong. Until now, this concept had survived in this country only in the form of sovereign immunity. That doctrine forecloses suit against the Government itself and against Government officials, but only when the suit against the latter actually seeks relief against the sovereign. Larson…