A criminal defendant's plea that does not admit guilt but does not dispute the charges. The plea is treated as a conviction for purposes of sentencing and judgment but is inadmissible against the defendant in subsequent civil or criminal proceedings to prove the underlying facts.
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Common Examples
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Nolo Plea Barred in Civil Action
Nathan Nguyen entered a no contest plea to securities fraud charges. When the victims later sued him for damages in civil court, the judge excluded the plea from evidence. The exclusion prevented the plaintiffs from using the plea to establish liability.
Aggregate Nolo Pleas Require Consent
Sophie represented five protestors facing misdemeanor charges. The prosecutor offered a package deal requiring all to plead no contest or the offer would be withdrawn. Sophie obtained only group consent forms without separate disclosures of each client's individual risks. The court later permitted one defendant to withdraw the plea for lack of informed consent.
Leo was indicted in New York but arrested in California. He filed a written statement in California seeking to plead no contest and waive trial in New York. Both United States attorneys refused to approve the transfer in writing. The California court denied the motion because dual prosecutorial approval is required.
Nolo Plea Excluded from Hearsay Exception
A corporate officer entered a no contest plea to a felony embezzlement charge. In a later civil suit the plaintiff sought to introduce the judgment to prove the underlying facts. The court excluded the judgment because the hearsay exception for prior convictions does not apply to nolo contendere pleas.
Nolo Plea in Statutory Context
An employee entered a no contest plea to a workplace violation. The employer later argued that the plea could not trigger statutory protections available only after a guilty plea. The court treated the no contest plea as equivalent to a guilty plea for the limited purpose of the statute's application.
Bostock v. Clayton County, Georgia140 S. Ct. 1731, 1739 (2020)
The three cases consolidated before the Supreme Court arose when employers fired long-time employees shortly after the employees revealed their homosexual or transgender status.
Gerald Bostock worked for Clayton County, Georgia, as a child welfare advocate whose leadership earned the county national awards. After a decade with the county, Bostock began participating in a gay recreational softball league. Influential community members then made disparaging comments about his sexual orientation, and he was fired for conduct unbecoming a county employee.
Donald Zarda worked as a skydiving instructor at Altitude Express in New York for several seasons. After mentioning that he was gay, he was fired days later.
Aimee Stephens worked at R. G. & G. R. Harris Funeral Homes in Michigan, presenting as male when hired. After two years she began treatment for gender dysphoria and wrote a letter stating she planned to live and work full-time as a woman. The funeral home fired her before she left for vacation.
Each employee sued under Title VII of the Civil Rights Act of 1964 alleging unlawful discrimination on the basis of sex. The Eleventh Circuit held that Title VII does not prohibit employers from firing employees for being gay and dismissed Bostock's suit as a matter of law. The Second Circuit allowed Zarda's claim to proceed on the ground that sexual orientation discrimination violates Title VII. The Sixth Circuit reached the same conclusion in Stephens's case regarding transgender status.
Both Zarda and Stephens passed away during the proceedings, but their estates continued to press the claims. The Supreme Court granted certiorari to resolve the disagreement among the courts of appeals over the scope of Title VII's protections for homosexual and transgender persons.
A defendant facing a lengthy sentence entered a no contest plea after the prosecutor threatened a harsher penalty at trial. The defendant later challenged the plea as involuntary. The court upheld the plea because the record showed the defendant understood the consequences and acted without coercion beyond the ordinary risks of trial.
Brady v. United States397 U.S. 742 (1970)
In 1959, petitioner Brady was charged with kidnapping in violation of 18 U.S.C. § 1201(a). The indictment charged that the victim of the kidnapping was not liberated unharmed, so Brady faced a maximum penalty of death if the jury recommended it. Represented by competent counsel throughout, Brady first elected to plead not guilty. He made no serious attempt to reduce the possibility of a death penalty by waiving a jury trial because the trial judge was unwilling to try the case without a jury. Upon learning that his codefendant, who had confessed to the authorities, would plead guilty and be available to testify against him, Brady changed his plea to guilty.
The trial judge twice questioned Brady as to the voluntariness of his plea before accepting it. Brady was sentenced to fifty years' imprisonment, later reduced to thirty years. In 1967, Brady sought relief under 28 U.S.C. § 2255, claiming that his plea of guilty was not voluntarily given because the statute operated to coerce his plea, because his counsel exerted impermissible pressure upon him, and because his plea was induced by representations with respect to reduction of sentence and clemency. He also alleged that the trial judge had not fully complied with Rule 11 of the Federal Rules of Criminal Procedure.
After a hearing, the District Court for the District of New Mexico denied relief. The District Court found that Brady's counsel did not put impermissible pressure on him to plead guilty and that no representations were made with respect to a reduced sentence or clemency. The court determined that Brady decided to plead guilty when he learned that his codefendant was going to plead guilty. The court concluded that the plea was voluntarily and knowingly made.
The Court of Appeals for the Tenth Circuit affirmed, determining that the District Court's findings were supported by substantial evidence and specifically approving the finding that Brady's plea of guilty was voluntary. The Supreme Court granted certiorari to consider the claim that the Court of Appeals was in error in not reaching a contrary result on the authority of United States v. Jackson.
Is a no contest plea admissible against the defendant in a later civil case?
Evidence of a no contest plea is not admissible against the defendant who made the plea in a subsequent civil or criminal case. The rule protects the plea from being used to prove liability or guilt in later proceedings.
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What must a lawyer disclose before clients enter aggregated no contest pleas?
A lawyer representing multiple clients must obtain informed consent in a signed writing from each client before participating in an aggregated agreement as to nolo contendere pleas. The disclosure must include the existence and nature of all the pleas and the participation of each person.
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Can a defendant transfer a case to plead no contest without prosecutor approval?
Transfer for a guilty or nolo contendere plea requires both the defendant's written consent and written approval from the United States attorneys in both the original and transferee districts. Without both approvals the transferee court lacks authority to accept the case.
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Does a no contest plea support a hearsay exception for prior convictions?
A final judgment of conviction is admissible under the hearsay exception only if entered after a trial or guilty plea, not after a nolo contendere plea. The exception therefore does not apply to judgments based on no contest pleas.
Supporting sources
539 U.S. 558 (2003)
…the Texas Constitution. Tex. Const., Art. 1, § 3a. Those contentions were rejected. The petitioners, having entered a plea of nolo contendere , were each fined $200 and assessed court costs of $141.25. App. to Pet. for Cert. 107a-110a. The Court of Appeals for the Texas Fourteenth District considered the petitioners' federal…