Also known as:sound mind · disposing mind · testamentary capacity
Written by attorneys — see sources below.
Mental capacity sufficient for a person to execute a valid will. The capacity requires the ability to understand the nature and extent of one's property, the natural objects of one's bounty, and the disposition being made of that property, together with the ability to relate these elements and form an orderly desire regarding the disposition.
See Our Sources
How its tested
Common Examples
6
Adult Testator Executes Will
Sean Steele, age twenty-two, drafted a will leaving his farm equipment to his sister and the remainder of his estate to a local charity. He understood the value of his property and identified his sister as a natural object of his bounty. Because Sean was of sound and disposing mind when he signed the document, the will is valid under the applicable statute.
Incompetent Patient's Directive
Sydney Santos, recovering from a stroke, had previously executed a will directing distribution of her estate to her children. Her parents sought to enforce the document, but the court required clear evidence that she possessed sound and disposing mind at the time of execution. Without that showing, the will could not control distribution of her assets.
Cruzan by Cruzan v. Director, Missouri Dept, of Health497 U.S. 261, 277 (1990)
On the night of January 11, 1983, Nancy Beth Cruzan lost control of her car as she traveled down Elm Road in Jasper County, Missouri. The vehicle overturned, and Cruzan was discovered lying face down in a ditch without detectable respiratory or cardiac function. Paramedics were able to restore her breathing and heartbeat at the accident site, and she was transported to a hospital in an unconscious state. An attending neurosurgeon diagnosed her as having sustained probable cerebral contusions compounded by significant anoxia. The Missouri trial court found that permanent brain damage generally results after six minutes in an anoxic state, and it was estimated that Cruzan was deprived of oxygen from twelve to fourteen minutes.
She remained in a coma for approximately three weeks and then progressed to an unconscious state in which she was able to orally ingest some nutrition. Surgeons implanted a gastrostomy feeding and hydration tube in Cruzan with the consent of her then husband. Subsequent rehabilitative efforts proved unavailing. She now lies in a Missouri state hospital in what is commonly referred to as a persistent vegetative state in which a person exhibits motor reflexes but evinces no indications of significant cognitive function. The State of Missouri is bearing the cost of her care.
After it had become apparent that Nancy Cruzan had virtually no chance of regaining her mental faculties, her parents Lester and Joyce Cruzan, who serve as coguardians, asked hospital employees to terminate the artificial nutrition and hydration procedures. All agree that such a removal would cause her death. The employees refused to honor the request without court approval. The parents then sought and received authorization from the state trial court for termination. The trial court found that a person in Nancy's condition had a fundamental right under the State and Federal Constitutions to refuse or direct the withdrawal of death prolonging procedures. The court also found that Nancy's expressed thoughts at age twenty-five in conversation with a housemate friend suggested that given her present condition she would not wish to continue on with her nutrition and hydration.
The Supreme Court of Missouri reversed by a divided vote. The court recognized a right to refuse treatment embodied in the common-law doctrine of informed consent but expressed skepticism about the application of that doctrine in the circumstances of this case. The court found that Cruzan's statements to her roommate regarding her desire to live or die under those conditions were unreliable for determining her intent and thus insufficient to support the coguardians' claim to exercise substituted judgment on Nancy's behalf. It rejected the argument that Cruzan's parents were entitled to order the termination of her medical treatment, concluding that no person can assume that choice for an incompetent in the absence of the formalities required under Missouri's Living Will statutes or the clear and convincing inherently reliable evidence absent here.
The Supreme Court granted certiorari to consider the question whether Cruzan has a right under the United States Constitution which would require the hospital to withdraw life-sustaining treatment from her under these circumstances.
Solomon Silver's estate included assets in multiple states. His heirs contested the will on capacity grounds, arguing he lacked sound and disposing mind due to advanced dementia. The probate court examined evidence of his understanding of his property and family at execution before validating the document.
Marshall v. Marshall547 U.S. 293, 310–12 (2006)
Vickie Lynn Marshall, also known as Anna Nicole Smith, met J. Howard Marshall II in October 1991 and married him on June 27, 1994. J. Howard died on August 4, 1995. Although he had given Vickie substantial gifts and money during their relationship, his will made no provision for her. Vickie maintained that J. Howard had intended to secure her future through a catchall trust. Respondent E. Pierce Marshall, one of J. Howard’s sons, stood as the sole ultimate beneficiary under his father’s estate plan, which consisted of a living trust and a pourover will directing all remaining assets into the trust.
In January 1996, while J. Howard’s estate remained subject to probate proceedings in Harris County, Texas, Vickie filed a Chapter 11 bankruptcy petition in the United States Bankruptcy Court for the Central District of California. In June 1996 Pierce filed a proof of claim in that bankruptcy case asserting that Vickie had defamed him through statements made to the press shortly after J. Howard’s death. Vickie answered and asserted a counterclaim alleging that Pierce had tortiously interfered with her expected gift by imprisoning J. Howard against his wishes, surrounding him with hired guards, making misrepresentations to him, and transferring property contrary to his expressed intentions.
The Bankruptcy Court granted summary judgment to Vickie on Pierce’s defamation claim. After a trial on the merits it entered judgment for Vickie on her tortious interference counterclaim and awarded her more than $449 million in compensatory damages, less any amount recovered in the Texas probate action, plus $25 million in punitive damages. Pierce then moved to dismiss for lack of subject-matter jurisdiction, arguing that the claim belonged exclusively in the Texas probate proceedings.
In the Texas Probate Court, Pierce sought a declaration that the living trust and will were valid. Vickie initially challenged the instruments and asserted her own tortious interference claim there but voluntarily dismissed both claims after the Bankruptcy Court’s judgment. Following a jury trial the Probate Court declared the trust and will valid.
On review of the Bankruptcy Court’s judgment the District Court rejected the probate-exception argument. The court adopted the Bankruptcy Court’s findings with supplements. It awarded Vickie approximately $44.3 million in compensatory damages together with an equal amount in punitive damages. The Ninth Circuit reversed. It held that the probate exception barred federal jurisdiction because the claim raised questions ordinarily decided by a probate court and because the Texas Probate Court had asserted exclusive jurisdiction over all of Vickie’s claims. The Supreme Court granted certiorari in 2005.
Scott Summers executed a will shortly before a fatal incident. The prosecution in related proceedings relied on a jury instruction presuming that a person of sound and disposing mind intends the natural consequences of his acts when signing dispositive documents. The instruction was challenged as shifting the burden on the element of intent.
Fisher v. United States328 U.S. 463 (1946)
In March 1944 petitioner Fisher, the janitor at the library of the Cathedral of Saint Peter and Saint Paul in Washington, D.C., killed librarian Catherine Cooper Reardon inside the library building between eight and nine o'clock on the morning of March 1.
Reardon had complained a few days earlier to the verger about Fisher's care of the premises, and the verger had informed Fisher of the complaint.
Fisher and Reardon were alone in the library at the time of the homicide.
Fisher testified that Reardon spoke insulting words about his work, after which he slapped her impulsively.
He ran up a flight of steps toward an exit but turned back, seized a stick of firewood, struck her, and when the stick broke choked her to silence.
He then dragged her to a lavatory and left the body to clean up some spots of blood on the floor outside.
While Fisher was doing this cleaning up, the victim started hollering again.
Fisher then took out his knife and stuck her in the throat.
After that he dragged her body down into an adjoining pump pit, where it was found the next morning.
Fisher's accounts of the events varied.
His original confession made no reference to insulting words from Reardon.
His written confession mentioned them, and his trial testimony amplified their effect on him.
In the written confession he admitted his main reason for assaulting her was that she had reported him for not cleaning the floor.
The Deputy Coroner testified that the knife wound was not deep and only went through the skin.
Defense psychiatrists testified that Fisher was a psychopathic personality of a predominantly aggressive type, mentally somewhat below average, with minor stigmata of mental subnormalcy, and that he was unable by reason of a deranged mental condition to resist the impulse to kill.
The prosecution introduced competent evidence that Fisher was capable of understanding the nature and quality of his acts.
All evidence offered by the defense was received by the trial court.
Fisher was tried in the District Court of the United States for the District of Columbia on an indictment charging killing by choking and strangling with deliberate and premeditated malice.
The jury returned a verdict of guilty on the first count, and the court imposed a sentence of death.
The United States Court of Appeals for the District of Columbia affirmed the judgment and sentence.
Sofia Stern, terminally ill, executed a will directing her estate under a state statute. Opponents argued that only persons of sound and disposing mind could make such a decision. The court examined whether the statute adequately protected against decisions made without full capacity at execution.
Washington v. Glucksberg521 U.S. 702 (1997)
Washington has prohibited assisting suicide since its territorial days. In 1854, the first Territorial Legislature outlawed assisting another in the commission of self-murder. The current statute, Wash. Rev. Code § 9A.36.060, provides that a person is guilty of promoting a suicide attempt when he knowingly causes or aids another person to attempt suicide, and classifies it as a class C felony punishable by up to five years imprisonment and a $10,000 fine. Washington's Natural Death Act, enacted in 1979, states that the withholding or withdrawal of life-sustaining treatment at a patient's direction shall not constitute a suicide, but the state has consistently rejected efforts to legalize physician-assisted suicide, including a 1991 ballot initiative defeated by voters.
The respondents in this case are four physicians who practice in Washington and treat terminally ill patients, three terminally ill patients who sought to end their lives with physician assistance and have since died, and Compassion in Dying, a nonprofit organization that counsels people considering physician-assisted suicide. The physicians declared that they would assist their patients in ending their lives if not for the assisted-suicide ban. Petitioners are the State of Washington and its Attorney General.
In January 1994, the respondents filed this action in the United States District Court for the Western District of Washington. They sought a declaration that Wash. Rev. Code § 9A.36.060 is unconstitutional on its face and an injunction against its enforcement. The District Court held that the statute was unconstitutional. A panel of the Court of Appeals for the Ninth Circuit reversed that decision, but the full court sitting en banc reversed the panel and affirmed the District Court. The Supreme Court granted certiorari to review the case.
Sierra Santos retained an attorney to draft her will. The attorney failed to include language protecting the estate from later attacks. After Sierra's death, heirs challenged the will on capacity grounds, claiming she lacked sound and disposing mind. The court considered whether the attorney's drafting error contributed to the successful challenge.
Lucas v. Hamm364 P.2d 685, 690 (Cal. 1961)
Plaintiffs, who are some of the beneficiaries under the will of Eugene H. Emmick, deceased, brought this action for damages against defendant L. S. Hamm, an attorney at law who had been engaged by the testator to prepare the will. They have appealed from a judgment of dismissal entered after an order sustaining a general demurrer to the second amended complaint without leave to amend.
The allegations of the first and second causes of action are summarized as follows. Defendant agreed with the testator, for a consideration, to prepare a will and codicils thereto for him by which plaintiffs were to be designated as beneficiaries of a trust provided for by paragraph Eighth of the will and were to receive 15 per cent of the residue as specified in that paragraph. Defendant prepared testamentary instruments containing phraseology that was invalid by virtue of section 715.2 and former sections 715.1 and 716 of the Civil Code. Paragraph Eighth of these instruments transmitted the residual estate in trust and provided that the trust shall cease and terminate at 12 o’clock noon on a day five years after the date upon which the order distributing the trust property to the trustee is made by the Court having jurisdiction over the probation of this will. After the death of the testator the instruments were admitted to probate. Subsequently defendant advised plaintiffs in writing that the residual trust provision was invalid and that plaintiffs would be deprived of the entire amount unless they made a settlement with the blood relatives of the testator under which plaintiffs would receive a lesser amount. As a result, plaintiffs were compelled to enter into a settlement under which they received a share of the estate amounting to $75,000 less than the sum which they would have received pursuant to testamentary instruments drafted in accordance with the directions of the testator.
The third cause of action alleges that after admission of the will and codicils to probate, Harold Houghton Emmick, Walton Russell Emmick, Delta Inez Spelman, and Retha Newell instituted a will contest. The executors, defendant, and the contestants reached a settlement agreement under which $10,000 would be paid to the contestants from the assets of the estate in return for releases. Defendant caused to be executed releases which did not preclude the contestants from a subsequent attack upon the validity of the testamentary instruments. As a consequence, the contestants joined in a legal attack upon the validity of the residual clause and plaintiffs would have received an additional sum of $15,000 from the estate if the releases had been prepared in accord with good legal practice.
The trial court sustained a general demurrer to the second amended complaint without leave to amend and entered a judgment of dismissal from which the plaintiffs appealed.
What elements must a testator understand to have sound and disposing mind?
The testator must understand the nature and extent of property, the natural objects of bounty, and the disposition being made. The testator must also relate these elements and form an orderly desire about the disposition of the property.
Supporting sources
Does a minor ever possess sound and disposing mind for will-making purposes?
No. A minor lacks capacity to make a will regardless of mental condition. The rule is categorical and voids any purported will made by a person under the statutory age, typically eighteen.
Supporting sources
Can memory lapses alone defeat a finding of sound and disposing mind?
Memory lapses do not automatically defeat capacity. The test focuses on whether the testator understood the required elements at the time of execution. Consistent evidence of confusion over a period surrounding execution can support a finding of incapacity.
Supporting sources
How does the presence of an interested witness affect a will made by a person of sound and disposing mind?
An interested witness who is otherwise competent may witness a will without invalidating it or any provision in it. The witness's interest may be relevant to credibility but does not impair the will's validity when the testator had sound and disposing mind.
Supporting sources
339 U.S. 306, 313-314 (1950)
…however, the trust company, pursuant to the requirements of § 100-c (9), had notified by mail each person of full age and sound mind whose name and address were then known to it and who was "entitled to share in the income therefrom. . . [or] . . . who would be entitled to share in the principal if the event upon which…