Also known as:certiorari · writ of certiorari · cert jurisdiction · cert. jurisdiction
Written by attorneys — see sources below.
The Supreme Court's discretionary authority to review final judgments or decrees from lower federal courts and the highest state courts by granting a writ of certiorari. This authority is conferred by statute and remains subject to congressional exceptions and regulations under Article III.
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How its tested
Common Examples
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Harmless Error on Certiorari Review
Cascade Manufacturing lost a contract dispute in the court of appeals. It petitioned for certiorari. The Supreme Court granted the writ and examined the record. It affirmed the judgment after determining that any evidentiary error did not affect the company's substantial rights.
Agency Rulemaking Challenge
Canyon Construction challenged an EPA rule in district court and lost in the court of appeals. It sought Supreme Court review. The Court exercised its certiorari jurisdiction to decide whether the agency had properly followed required procedures.
Vermont Yankee Nuclear Power Corp. v. Nat. Res. Def. Council, Inc.467 U.S. 837, 843, 104 S. Ct. 2778, 2781, 81 L. Ed. 2d 694 (1984)
In 1967 the Atomic Energy Commission granted Vermont Yankee a construction permit for a nuclear power plant in Vernon, Vermont, after the required adjudicatory hearing and reviews. Vermont Yankee later applied for an operating license; NRDC intervened and objected to exclusion of fuel-reprocessing and waste-disposal impacts from the hearing. In November 1972 the Commission opened a separate rulemaking proceeding on those fuel-cycle issues, noticed two alternative approaches based on its Environmental Survey, and conducted a February 1973 hearing at which more than forty participants submitted comments but no discovery or cross-examination occurred. In April 1974 the Commission adopted a rule assigning numerical values to fuel-cycle impacts and applied it prospectively.
In January 1969 Consumers Power applied for permits to build two nuclear reactors in Midland, Michigan. After staff and ACRS review, Saginaw and Mapleton intervened and raised 119 environmental contentions, including seventeen on energy conservation. The Licensing Board held hearings on radiological issues, the staff issued a final environmental impact statement in March 1972, and further hearings occurred in May and June 1972; Saginaw declined to participate in the later hearings or submit proposed findings. The Licensing Board granted the construction permit, the Appeal Board affirmed, and the Commission declined further review. In November 1973 the Commission ruled in another case that energy-conservation evidence meeting threshold tests could be considered, but it later refused Saginaw's motion to reopen the Consumers Power record.
NRDC appealed the Vermont Yankee license and rule to the D.C. Circuit; Saginaw and others appealed the Consumers Power permit. In 1976 the Court of Appeals remanded both matters, holding the fuel-cycle rulemaking procedures inadequate, the Consumers Power environmental impact statement defective for omitting energy conservation, and the ACRS report insufficiently explained. The Supreme Court granted certiorari in 1977.
The Commission is the successor agency to the Atomic Energy Commission under the Energy Reorganization Act of 1974. All licensing proceedings followed the two-stage process of construction permit followed by operating license under the Atomic Energy Act of 1954, with NEPA environmental reviews added after 1969.
Cecilia Cabrera sued in state court under state tort law. After removal and affirmance in the court of appeals, she petitioned for certiorari. The Supreme Court used its certiorari jurisdiction to determine whether federal common law or state law governed the claim.
Erie Railroad Co. v. Tompkins304 U.S. 64, 78–80 (1938)
Tompkins, a citizen of Pennsylvania, was injured on a dark night by a passing freight train of the Erie Railroad Company while walking along its right of way at Hughestown in that State. He claimed that the accident occurred through negligence in the operation or maintenance of the train. He asserted that he was rightfully on the premises as a licensee because he was on a commonly used beaten footpath which ran for a short distance alongside the tracks. He further alleged that he was struck by something which looked like a door projecting from one of the moving cars.
To enforce that claim he brought an action in the federal court for southern New York, which had jurisdiction because the company is a corporation of that State.
The Erie insisted that its duty to Tompkins was no greater than that owed to a trespasser. It contended, among other things, that its duty to Tompkins, and hence its liability, should be determined in accordance with the Pennsylvania law; that under the law of Pennsylvania, as declared by its highest court, persons who use pathways along the railroad right of way are to be deemed trespassers; and that the railroad is not liable for injuries to undiscovered trespassers resulting from its negligence, unless it be wanton or wilful. Tompkins denied that any such rule had been established by the decisions of the Pennsylvania courts. He contended that, since there was no statute of the State on the subject, the railroad's duty and liability is to be determined in federal courts as a matter of general law.
The trial judge refused to rule that the Pennsylvania law precluded recovery. The jury brought in a verdict of $30,000. The judgment entered thereon was affirmed by the Circuit Court of Appeals, which held that it was unnecessary to consider whether the law of Pennsylvania was as contended, because the question was one not of local, but of general, law and that upon questions of general law the federal courts are free, in the absence of a local statute, to exercise their independent judgment as to what the law is. Because of the importance of the question whether the federal court was free to disregard the alleged rule of the Pennsylvania common law, the Supreme Court granted certiorari.
Cypress Technologies received a subpoena for documents in a criminal case. The President asserted privilege and lost in the court of appeals. The Supreme Court granted certiorari to resolve the scope of executive privilege claims.
United States v. Richard M. Nixon, President of the United States418 U.S. 683, 710 (1974)
On March 1, 1974, a grand jury returned an indictment charging seven named individuals with offenses including conspiracy to defraud the United States and to obstruct justice. Although not designated in the indictment, the grand jury named President Richard M. Nixon as an unindicted co-conspirator. On April 18, 1974, upon motion of the Special Prosecutor, a subpoena duces tecum was issued to the President requiring production of tapes, memoranda, papers, transcripts, or other writings relating to precisely identified meetings between the President and others.
The President publicly released edited transcripts of 43 conversations on April 30, 1974, including 20 subject to the subpoena. On May 1, 1974, the President's counsel filed a motion to quash the subpoena under Rule 17(c) along with a claim of privilege. At a subsequent hearing, further motions to expunge the grand jury's action naming the President as an unindicted co-conspirator and for protective orders were filed by counsel for the President.
On May 20, 1974, the District Court denied the motion to quash and ordered production of the materials by May 31, 1974. The court rejected claims that the dispute was a nonjusticiable intra-executive conflict and that the Judiciary lacked authority to review executive privilege. On May 24, 1974, the President appealed to the Court of Appeals, and the Special Prosecutor petitioned for certiorari before judgment, which was granted.
The case was set for argument on July 8, 1974. The proceeding is a pending federal criminal prosecution in United States v. Mitchell et al. set for trial on September 9, 1974.
Caleb Chang was convicted under a federal statute regulating guns near schools. After affirmance below, he petitioned for certiorari. The Supreme Court exercised its certiorari jurisdiction to decide whether the statute exceeded Congress's commerce power.
United States v. Lopez514 U.S. 549 (1995)
In March 1992, Alfonso Lopez, Jr., a twelfth-grade student at Edison High School in San Antonio, Texas, arrived at school carrying a concealed .38-caliber handgun and five bullets. Acting on an anonymous tip, school authorities confronted Lopez, who admitted possessing the weapon. Local police arrested him and charged him under Texas law with firearm possession on school premises.
The following day, state charges were dismissed after federal agents charged Lopez with violating the Gun-Free School Zones Act of 1990. A federal grand jury indicted him on one count of knowing possession of a firearm at a school zone. Lopez moved to dismiss the indictment, arguing that the statute exceeded Congress's power to legislate control over public schools.
The district court denied the motion, concluding that the statute was a constitutional exercise of Congress's power to regulate activities affecting commerce because the business of schools affects interstate commerce. After a bench trial, the court found Lopez guilty and sentenced him to six months' imprisonment and two years of supervised release.
Lopez appealed to the Court of Appeals for the Fifth Circuit, which reversed the conviction, holding that the statute was beyond Congress's power under the Commerce Clause. The Supreme Court granted certiorari to review the case.
Cameron Cruz challenged a state assisted-suicide ban. After losing in the court of appeals, he sought Supreme Court review. The Court granted certiorari to determine whether the ban violated fundamental liberty interests.
Washington v. Glucksberg521 U.S. 702 (1997)
Washington has prohibited assisting suicide since its territorial days. In 1854, the first Territorial Legislature outlawed assisting another in the commission of self-murder. The current statute, Wash. Rev. Code § 9A.36.060, provides that a person is guilty of promoting a suicide attempt when he knowingly causes or aids another person to attempt suicide, and classifies it as a class C felony punishable by up to five years imprisonment and a $10,000 fine. Washington's Natural Death Act, enacted in 1979, states that the withholding or withdrawal of life-sustaining treatment at a patient's direction shall not constitute a suicide, but the state has consistently rejected efforts to legalize physician-assisted suicide, including a 1991 ballot initiative defeated by voters.
The respondents in this case are four physicians who practice in Washington and treat terminally ill patients, three terminally ill patients who sought to end their lives with physician assistance and have since died, and Compassion in Dying, a nonprofit organization that counsels people considering physician-assisted suicide. The physicians declared that they would assist their patients in ending their lives if not for the assisted-suicide ban. Petitioners are the State of Washington and its Attorney General.
In January 1994, the respondents filed this action in the United States District Court for the Western District of Washington. They sought a declaration that Wash. Rev. Code § 9A.36.060 is unconstitutional on its face and an injunction against its enforcement. The District Court held that the statute was unconstitutional. A panel of the Court of Appeals for the Ninth Circuit reversed that decision, but the full court sitting en banc reversed the panel and affirmed the District Court. The Supreme Court granted certiorari to review the case.
Can Congress repeal a specific statutory route to Supreme Court review by certiorari?
Yes. Article III permits Congress to make exceptions and regulations to the Supreme Court's appellate jurisdiction. Congress may repeal a particular certiorari route while leaving other avenues of review intact.
Supporting sources
Does Congress exceed its power by eliminating certiorari review of an entire category of cases?
Congress may not eliminate all avenues of Supreme Court review of federal questions or all federal judicial review of constitutional claims. Repeal of one certiorari path is permissible if another route remains open.
Supporting sources
When does a pending certiorari petition become unreviewable because of new legislation?
A pending petition becomes unreviewable when Congress validly repeals the statutory grant of appellate jurisdiction that authorized the petition. The repeal applies even to cases already filed if Congress clearly intends to withdraw that route.
Supporting sources
What role does 28 U.S.C. § 2111 play when the Supreme Court grants certiorari?
Section 2111 directs the Court to disregard errors or defects that do not affect the parties' substantial rights. The Court examines the entire record and affirms if the error was harmless.
Supporting sources
410 U.S. 113 (1973)
…(1971). III It might have been preferable if the defendant, pursuant to our Rule 20, had presented to us a petition for certiorari before judgment in the Court of Appeals with respect to the granting of the plaintiffs' prayer for declaratory relief. Our decisions in Mitchell v. Donovan , 398 U. S. 427 (1970), and…