A close mutually beneficial relationship between a state entity and a private actor in which the government derives direct financial benefits from the private operations and publicly associates itself with those operations. The relationship renders the private actor's conduct fairly attributable to the state for purposes of the Fourteenth Amendment.
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Cases
How its tested
Common Examples
6
Profit-Sharing Lease in Public Garage
The Wilmington Parking Authority leased space in its publicly owned parking garage to the Eagle Coffee Shoppe under terms that gave the state a share of profits. Eagle refused service to Burton on racial grounds. The lease and profit sharing created the symbiotic relationship that made Eagle's discrimination attributable to the state.
Athletic Association Entwinement
The Tennessee Secondary School Athletic Association coordinated scheduling and enforcement with public school officials who also served on its board. Brentwood Academy challenged a suspension imposed under association rules. The overlapping personnel and regulatory integration made the association's actions fairly attributable to the state.
Brentwood Academy v. Tennessee Secondary School Athletic Association531 U.S. 288, 295-296 (2001)
In 1925, the Tennessee Secondary School Athletic Association was incorporated as a not-for-profit membership corporation to regulate interscholastic sports among public and private high schools in Tennessee. Nearly all public high schools in the state, totaling about 290 or 84 percent of the Association's voting membership, belong to it, along with 55 private schools. The Association's legislative council and board of control consist of high school principals, assistant principals, and superintendents elected by member schools, with meetings often held during school hours. Revenue comes primarily from gate receipts at tournaments and some membership dues.
The Tennessee State Board of Education long acknowledged the Association's role in regulating interscholastic athletics, designating it in 1972 as the organization to supervise and regulate athletic activities for public schools and approving its rules, including the recruiting rule at issue. In 1996, the State Board replaced the designation with a statement recognizing the value of interscholastic athletics and authorizing voluntary membership in the Association, though State Board members continued to serve in ex officio capacities and Association employees remained eligible for the state retirement system.
In 1997, the Association's board of control, composed entirely of public school administrators at the time, found that Brentwood Academy, a private parochial high school member, violated the rule against undue influence in recruiting by writing to incoming students and their parents about spring football practice. The Association placed Brentwood's athletic program on probation for four years, declared its football and boys' basketball teams ineligible for playoffs for two years, and imposed a $3,000 fine.
Brentwood Academy sued the Association and its executive director in federal district court under 42 U.S.C. § 1983, alleging that the enforcement violated the First and Fourteenth Amendments. The district court granted summary judgment for Brentwood, finding state action. The Sixth Circuit reversed, and the Supreme Court granted certiorari to review the decision.
Moose Lodge operated a private club inside a building constructed with state funds and received state liquor licenses that conferred substantial economic advantage. Irvis was denied service on racial grounds. The state's financial stake and licensing created no symbiotic relationship sufficient to attribute the club's discrimination to the state.
Moose Lodge No. 107 v. Irvis407 U.S. 163 (1972)
Appellee Irvis, a Negro, was refused service by appellant Moose Lodge No. 107. The lodge is a local branch of the national fraternal organization located in Harrisburg, Pennsylvania. A Caucasian member in good standing brought plaintiff Irvis to the Lodge's dining room and bar as his guest. The member requested service of food and beverages. The Lodge through its employees refused service to plaintiff solely because he is a Negro.
Irvis then brought this action under 42 U.S.C. § 1983 for injunctive relief. He filed the suit in the United States District Court for the Middle District of Pennsylvania. Irvis named both Moose Lodge and the Pennsylvania Liquor Authority as defendants. He sought an order that would require the liquor board to revoke the license so long as discriminatory practices continued. Irvis sought no damages.
The District Court found that each local Moose Lodge is bound by the constitution and general bylaws of the Supreme Lodge. Those bylaws contain a provision limiting membership to white male Caucasians. The lodges maintain a policy and practice of restricting membership to the Caucasian race. They permit members to bring only Caucasian guests on lodge premises, particularly to the dining room and bar. A three-judge district court upheld his contention on the merits. It entered a decree declaring invalid the liquor license issued to Moose Lodge as long as it follows a policy of racial discrimination in its membership or operating policies or practices.
Following its loss on the merits, Moose Lodge moved to modify the final decree by limiting its effect to discriminatory policies with respect to the service of guests. Appellee opposed the proposed modification, and the court denied the motion. Moose Lodge alone appealed from the decree. The Supreme Court postponed decision as to jurisdiction until the hearing on the merits. The Pennsylvania Liquor Control Board regulations require every club licensee to adhere to all of the provisions of its Constitution and By-Laws. Since the lower court decision, the bylaws of the Supreme Lodge have been altered to make applicable to guests the same sort of racial restrictions as are presently applicable to members. In Harrisburg, where Moose Lodge No. 107 is located, the quota for club licenses has been full for many years, and no more club licenses may be issued.
Reporter Subpoena and State Interest
A state grand jury subpoenaed Branzburg to testify about sources observed during a drug investigation conducted with local police cooperation. Branzburg claimed a First Amendment privilege. The absence of any ongoing financial or operational partnership between the press and the state defeated any claim of symbiotic relationship.
Branzburg v. Hayes408 U.S. 665 (1972)
In November 1969, Paul Branzburg, a staff reporter for the Courier-Journal newspaper in Louisville, Kentucky, published an article describing his observations of two individuals synthesizing hashish from marijuana in Jefferson County.
The article included a photograph and stated that Branzburg had promised not to reveal the identities of the two. He was subsequently subpoenaed by the Jefferson County grand jury and refused to identify the individuals he had observed. A state trial court ordered him to answer, and the Kentucky Court of Appeals denied his petition for relief.
In January 1971, Branzburg published a second article detailing drug use in Frankfort, Kentucky, based on interviews with several dozen users over two weeks. He was subpoenaed by the Franklin County grand jury to testify about violations of drug statutes. The Court of Appeals denied the requested writs and rejected his First Amendment claim. This Court granted certiorari.
In July 1970, Paul Pappas, a television newsman-photographer, was assigned to cover civil disorders in New Bedford, Massachusetts, involving the Black Panthers. He entered Panther headquarters under an agreement not to disclose what he saw or heard inside except for an anticipated police raid, which did not occur. Two months later, he was summoned before the Bristol County grand jury but refused to answer questions about his observations inside the headquarters. The Massachusetts Supreme Judicial Court held that he must appear and testify.
In February 1970, Earl Caldwell, a New York Times reporter covering the Black Panther Party in San Francisco, received a subpoena to appear before a federal grand jury investigating possible violations of federal law by the group, including threats against the President. The District Court denied the motion to quash but issued a protective order. Caldwell refused to appear and was held in contempt. The Court of Appeals reversed, recognizing a qualified privilege. This Court granted certiorari and consolidated the cases.
Utility Termination Procedures
Metropolitan Edison terminated Jackson's service under tariff rules approved by the state utility commission. Jackson argued the termination constituted state action. The mere existence of regulation and monopoly status without direct state participation in the specific decision created no symbiotic relationship.
Jackson v. Metropolitan Edison Co.419 U.S. 345 (1974)
Catherine Jackson, a resident of York, Pennsylvania, received electric service from Metropolitan Edison Co., a privately owned Pennsylvania corporation that held a certificate of public convenience from the Pennsylvania Public Utility Commission authorizing it to deliver electricity in the York area. The company operated under an agreement and a general tariff filed with the Commission that reserved the right to discontinue service on reasonable notice for nonpayment of bills. Until September 1970 Jackson maintained an account in her own name; after that account was terminated for asserted delinquency, a new account was opened in the name of James Dodson, another occupant of the residence, and service resumed.
In August 1971 Dodson left the residence and no further payments were made. On October 6, 1971, Metropolitan employees visited the home to inquire about Dodson's address. The next day another employee informed Jackson that the meter had been tampered with and she disclaimed knowledge of the tampering while requesting that the account be transferred to the name of her twelve-year-old son, Robert Jackson. Four days later, on October 11, 1971, without additional notice, Metropolitan employees disconnected service to the residence.
Jackson filed suit against Metropolitan in the United States District Court for the Middle District of Pennsylvania under 42 U.S.C. § 1983. She sought damages and an injunction requiring continued service until she received notice, a hearing, and an opportunity to pay any amounts found due, alleging that the termination without those procedures violated the Due Process Clause of the Fourteenth Amendment.
The District Court granted Metropolitan's motion to dismiss the complaint on the ground that the termination did not constitute state action. The United States Court of Appeals for the Third Circuit affirmed that judgment. The Supreme Court granted certiorari to review the decision.
Parental Rights and State Licensing
Mohammed sought to adopt children after the biological father Caban had consented to the mother's placement. State adoption statutes governed the proceeding. The routine application of generally applicable family-law rules created no symbiotic relationship between the private parties and the state.
Caban v. Mohammed441 U.S. 380 (1979)
Abdiel Caban and Maria Mohammed began living together in New York City in September 1968. They continued until the end of 1973. During this time they held themselves out as husband and wife even though Caban remained married to another woman until 1974. Mohammed gave birth to two children during this period: David Andrew Caban on July 16, 1969, and Denise Caban on March 12, 1971. Caban was named as the father on both birth certificates. The couple jointly supported the children while living together as a family.
In December 1973, Mohammed left Caban with the children and began residing with Kazin Mohammed, whom she married on January 30, 1974. For the following nine months, the children visited their maternal grandmother weekly, allowing Caban to see them regularly. In September 1974, the grandmother moved to Puerto Rico and took the children with her at the Mohammeds' request. Caban maintained contact through his parents in Puerto Rico. In November 1975, he traveled there to retrieve the children, returning with them to New York.
Upon learning of the children's location, Maria Mohammed attempted to recover them with police assistance. The Mohammeds then initiated custody proceedings in New York Family Court. That court awarded temporary custody to the Mohammeds and granted visiting rights to Caban and his new wife, Nina. In January 1976, the Mohammeds filed a petition for adoption of the children under section 110 of the New York Domestic Relations Law. The Cabans responded with a cross-petition for adoption in March 1976.
A hearing occurred before a Law Assistant to the Surrogate in Kings County, where both parties presented evidence and cross-examined witnesses. The Surrogate granted the Mohammeds' adoption petition. The New York Supreme Court, Appellate Division, affirmed the decision, relying on the Court of Appeals' ruling in In re Malpica-Orsini. The New York Court of Appeals dismissed the appeal, leading to review by the United States Supreme Court.
4 common questions
Students Frequently Ask...
What facts establish a symbiotic relationship that converts private discrimination into state action?
A symbiotic relationship exists when a private business operates inside a publicly owned and maintained facility, the government receives a share of gross receipts or profits, and the government actively promotes the business. These elements create financial interdependence and joint participation that make the private conduct fairly attributable to the state under the Fourteenth Amendment.
Does a standard commercial lease in a public building automatically create state action?
No. A bare landlord-tenant relationship with fixed rent and no profit sharing or public promotion does not establish the mutual benefits required for a symbiotic relationship. Additional facts showing direct financial gain to the state from the discriminatory conduct and active governmental endorsement are necessary.
How does profit sharing affect the state-action analysis?
When the government receives a percentage of gross receipts, its revenues rise or fall with the success of the private enterprise, including any discriminatory policies that affect patronage. This direct financial stake supplies the interdependence that supports attribution of the private conduct to the state.
Is active promotion by the government required for symbiosis?
Active promotion strengthens the case for a symbiotic relationship by signaling public endorsement and driving customers to the private business. While not always dispositive by itself, combined with ownership of the facility and profit sharing it demonstrates the joint participation that renders private discrimination state action.
(which the dissenters accept, post , at 311) looks not to form but to an underlying reality. : Although the TSSAA's employees, who typically are retired teachers, are allowed to…
Constitutional LawIndividual rights · State actionUBEIntermediate